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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOC icon
1926
Boston Omaha
BOC
$429M
$24K ﹤0.01%
+893
New +$18.2K
CDXS icon
1927
Codexis
CDXS
$161M
$24K ﹤0.01%
1,100
– –
CHY
1928
Calamos Convertible and High Income Fund
CHY
$1.07B
$24K ﹤0.01%
1,689
-1,964
-54% -$25.6K
DBA icon
1929
Invesco DB Agriculture Fund
DBA
$1.24B
$24K ﹤0.01%
1,525
– –
FOLD
1930
DELISTED
Amicus Therapeutics
FOLD
$24K ﹤0.01%
1,048
-9,191
-90% -$188K
GFI icon
1931
Gold Fields
GFI
$36.8B
$24K ﹤0.01%
2,600
-949
-27% -$10K
GSG icon
1932
iShares S&P GSCI Commodity-Indexed Trust
GSG
$936M
$24K ﹤0.01%
2,000
– –
ICSH icon
1933
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.4B
$24K ﹤0.01%
480
+45
+10% +$2.27K
MANH icon
1934
Manhattan Associates
MANH
$11.4B
$24K ﹤0.01%
234
+6
+3% +$591
MORN icon
1935
Morningstar
MORN
$7.54B
$24K ﹤0.01%
107
– –
QQEW icon
1936
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.83B
$24K ﹤0.01%
245
-51
-17% -$4.76K
RLJ icon
1937
RLJ Lodging Trust
RLJ
$1.67B
$24K ﹤0.01%
1,726
+65
+4% +$729
TPVG icon
1938
TriplePoint Venture Growth BDC
TPVG
$212M
$24K ﹤0.01%
1,900
– –
VICI icon
1939
VICI Properties
VICI
$28.7B
$24K ﹤0.01%
971
+533
+122% +$13.2K
VSGX icon
1940
Vanguard ESG International Stock ETF
VSGX
$6.73B
$24K ﹤0.01%
409
– –
EFL
1941
DELISTED
Eaton Vance Floating-Rate 2022 Target Term Trust Common Shares of Beneficial Interest
EFL
$24K ﹤0.01%
2,700
-2,832
-51% -$24.7K
FAII.U
1942
DELISTED
Fortress Value Acquisition Corp. II Units, each consisting of one share of Class A common stock and
FAII.U
$24K ﹤0.01%
+2,200
New +$22.9K
BCO icon
1943
Brink's
BCO
$4.55B
$23K ﹤0.01%
325
+19
+6% +$1.11K
BRZU icon
1944
Direxion Daily MSCI Brazil Bull 2X ETF
BRZU
$96.9M
$23K ﹤0.01%
200
– –
CBT icon
1945
Cabot Corp
CBT
$4.46B
$23K ﹤0.01%
526
+3
+0.6% +$125
CNQ icon
1946
Canadian Natural Resources
CNQ
$97.4B
$23K ﹤0.01%
2,009
+1,586
+375% +$15.9K
ESS icon
1947
Essex Property Trust
ESS
$18.2B
$23K ﹤0.01%
100
+12
+14% +$2.77K
FRI icon
1948
First Trust S&P REIT Index Fund
FRI
$201M
$23K ﹤0.01%
1,020
– –
GEF icon
1949
Greif
GEF
$4.97B
$23K ﹤0.01%
500
– –
HQY icon
1950
HealthEquity
HQY
$8.93B
$23K ﹤0.01%
340
+305
+871% +$19K
76 77
78
79 80

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.