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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNDC icon
1926
Schwab Fundamental International Small Company Index ETF
FNDC
$3.14B
$13K ﹤0.01%
439
– –
FNF icon
1927
Fidelity National Financial
FNF
$12.9B
$13K ﹤0.01%
439
+128
+41% +$4.01K
GBAB
1928
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$389M
$13K ﹤0.01%
+573
New +$13.7K
GDDY icon
1929
GoDaddy
GDDY
$11.6B
$13K ﹤0.01%
177
-2,119
-92% -$160K
HALO icon
1930
Halozyme
HALO
$12.2B
$13K ﹤0.01%
500
-5,588
-92% -$156K
HTBK
1931
DELISTED
Heritage Commerce
HTBK
$13K ﹤0.01%
1,977
– –
HUN icon
1932
Huntsman Corp
HUN
$1.82B
$13K ﹤0.01%
605
-50
-8% -$1.03K
ISD
1933
PGIM High Yield Bond Fund
ISD
$419M
$13K ﹤0.01%
1,000
– –
J icon
1934
Jacobs Solutions
J
$17.2B
$13K ﹤0.01%
172
-117
-40% -$8.55K
JEF icon
1935
Jefferies Financial Group
JEF
$12.8B
$13K ﹤0.01%
771
+51
+7% +$835
KNDI
1936
Kandi Technologies Group
KNDI
$63.1M
$13K ﹤0.01%
+2,170
New +$13.9K
LAZ icon
1937
Lazard
LAZ
$4.16B
$13K ﹤0.01%
413
+67
+19% +$2.06K
MRCY icon
1938
Mercury Systems
MRCY
$6.52B
$13K ﹤0.01%
169
-2
-1% -$152
OMC icon
1939
Omnicom Group
OMC
$23.2B
$13K ﹤0.01%
286
-253
-47% -$13.5K
PPT
1940
Franklin Premier Income Trust
PPT
$330M
$13K ﹤0.01%
+3,000
New +$13.9K
RGNX icon
1941
Regenxbio
RGNX
$688M
$13K ﹤0.01%
+500
New +$16.3K
SKYW icon
1942
Skywest
SKYW
$4.18B
$13K ﹤0.01%
466
– –
SPSB icon
1943
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$13K ﹤0.01%
434
-14,193
-97% -$445K
UA icon
1944
Under Armour Class C
UA
$2.42B
$13K ﹤0.01%
1,409
– –
UTI icon
1945
Universal Technical Institute
UTI
$1.47B
$13K ﹤0.01%
2,750
+1,250
+83% +$8.79K
WRAP icon
1946
Wrap Technologies
WRAP
$102M
$13K ﹤0.01%
2,000
– –
Z icon
1947
Zillow
Z
$7.59B
$13K ﹤0.01%
+137
New +$10.7K
BECN
1948
DELISTED
Beacon Roofing Supply, Inc.
BECN
$13K ﹤0.01%
429
-29
-6% -$874
GMBL
1949
DELISTED
Esports Entertainment Group Inc. Common Stock
GMBL
– –
0
– –
ENBL
1950
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$13K ﹤0.01%
3,270
– –
76 77
78
79 80

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.