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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PUMP icon
1926
ProPetro Holding
PUMP
$1.37B
$2K ﹤0.01%
185
-485
-72% -$4.33K
QNST icon
1927
QuinStreet
QNST
$897M
$2K ﹤0.01%
+103
New +$1.47K
R icon
1928
Ryder
R
$10.1B
$2K ﹤0.01%
28
+15
+115% +$780
STNE icon
1929
StoneCo
STNE
$2.76B
$2K ﹤0.01%
50
– –
TRN icon
1930
Trinity Industries
TRN
$2.5B
$2K ﹤0.01%
100
– –
TS icon
1931
Tenaris
TS
$28.9B
$2K ﹤0.01%
101
-48
-32% -$1.03K
UNM icon
1932
Unum
UNM
$14.3B
$2K ﹤0.01%
76
-875
-92% -$25.4K
VPG icon
1933
Vishay Precision Group
VPG
$1.22B
$2K ﹤0.01%
71
– –
ARQ icon
1934
Arq
ARQ
$86.3M
$2K ﹤0.01%
+200
New +$2.39K
CSF
1935
DELISTED
VictoryShares US Discovery Enhanced Volatility Wtd ETF
CSF
$2K ﹤0.01%
44
– –
HOLI
1936
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
$2K ﹤0.01%
+100
New +$1.52K
PLAN
1937
DELISTED
Anaplan, Inc.
PLAN
$2K ﹤0.01%
+46
New +$2.28K
FOE
1938
DELISTED
Ferro Corporation
FOE
$2K ﹤0.01%
167
-404
-71% -$5.21K
BPYU
1939
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$2K ﹤0.01%
+114
New +$2.16K
LMNX
1940
DELISTED
Luminex Corp
LMNX
$2K ﹤0.01%
102
-207
-67% -$4.27K
STAY
1941
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
$2K ﹤0.01%
116
– –
GSB
1942
DELISTED
GlobalSCAPE, Inc.
GSB
$2K ﹤0.01%
+250
New +$2.7K
AVP
1943
DELISTED
Avon Products, Inc.
AVP
$2K ﹤0.01%
400
– –
AAWW
1944
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$2K ﹤0.01%
66
-270
-80% -$6.74K
STL
1945
DELISTED
Sterling Bancorp
STL
$2K ﹤0.01%
+77
New +$1.57K
ABCB icon
1946
Ameris Bancorp
ABCB
$5.92B
$1K ﹤0.01%
+25
New +$1.07K
ABEV icon
1947
Ambev
ABEV
$47.1B
$1K ﹤0.01%
245
-259
-51% -$1.15K
ADNT icon
1948
Adient
ADNT
$1.65B
$1K ﹤0.01%
63
-600
-90% -$13.3K
ALB icon
1949
Albemarle
ALB
$14B
$1K ﹤0.01%
+17
New +$1.14K
AROC icon
1950
Archrock
AROC
$6.16B
$1K ﹤0.01%
+102
New +$951
76 77
78
79 80

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Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.