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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
Cap. Flow
+$264M
Cap. Flow %
3.58%
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103

Top Buys

Rank Stock Value
1
PGR icon
Progressive
PGR
+$141M
2
CHL
China Mobile Limited
CHL
+$85.8M
3
BLK icon
Blackrock
BLK
+$40.3M
4
DE icon
Deere & Co
DE
+$28.7M
5
PAGP icon
Plains GP Holdings
PAGP
+$23.4M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$169M
2
ROST icon
Ross Stores
ROST
+$86.3M
3
V icon
Visa
V
+$69.3M
4
BIIB icon
Biogen
BIIB
+$53.4M
5
CERN
Cerner Corp
CERN
+$45.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.92%
2 Financials 14.94%
3 Communication Services 12.57%
4 Technology 11.57%
5 Industrials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTS icon
1926
Fortis
FTS
$28.8B
– –
-197
Closed -$8K
FUL icon
1927
H.B. Fuller
FUL
$3.07B
– –
-266
Closed -$12K
GAM
1928
General American Investors Company
GAM
$1.58B
– –
-863
Closed -$31K
GATX icon
1929
GATX Corp
GATX
$6.4B
– –
-85
Closed -$7K
GDDY icon
1930
GoDaddy
GDDY
$11.7B
– –
-36
Closed -$3K
GHY
1931
PGIM Global High Yield Fund
GHY
$477M
– –
-3,579
Closed -$52K
GOLF icon
1932
Acushnet Holdings
GOLF
$5.98B
– –
-906
Closed -$24K
GQRE icon
1933
FlexShares Global Quality Real Estate Index Fund
GQRE
$425M
– –
-610
Closed -$39K
GRMN
1934
Garmin
GRMN
$58.8B
– –
-149
Closed -$12K
GUNR icon
1935
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.17B
– –
-160
Closed -$5K
HFRO
1936
Highland Opportunities and Income Fund
HFRO
$418M
– –
-6,736
Closed -$93K
HNI icon
1937
HNI Corp
HNI
$3.43B
– –
-163
Closed -$6K
HOUS
1938
DELISTED
Anywhere Real Estate
HOUS
$0 ﹤0.01%
17
-15
-47% -$87
HRB icon
1939
H&R Block
HRB
$5.73B
$0 ﹤0.01%
15
-13
-46% -$344
HUN icon
1940
Huntsman Corp
HUN
$1.76B
$0 ﹤0.01%
15
-738
-98% -$15.2K
HWC icon
1941
Hancock Whitney
HWC
$6.26B
– –
-411
Closed -$16K
INGR icon
1942
Ingredion
INGR
$6.33B
– –
-470
Closed -$39K
IX icon
1943
ORIX
IX
$43.7B
– –
-510
Closed -$8K
JQC icon
1944
Nuveen Credit Strategies Income Fund
JQC
$707M
– –
-11,426
Closed -$90K
JRVR icon
1945
James River Group Holdings
JRVR
$213M
– –
-651
Closed -$31K
KLIC icon
1946
Kulicke & Soffa
KLIC
$4.72B
– –
-1,020
Closed -$23K
KYN icon
1947
Kayne Anderson Energy Infrastructure Fund
KYN
$2.45B
– –
-4,477
Closed -$69K
LAZ icon
1948
Lazard
LAZ
$4.21B
$0 ﹤0.01%
3
– –
LILA icon
1949
Liberty Latin America Class A
LILA
$1.69B
$0 ﹤0.01%
+31
New +$333
LIVN icon
1950
LivaNova
LIVN
$4.53B
– –
-1,807
Closed -$130K
76 77
78
79 80

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Rockefeller Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.

  • Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
  • Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
  • Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
  • Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
  • Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.

Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.