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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+12.19%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.02B
AUM Growth
+$1.31B
Cap. Flow
+$650M
Cap. Flow %
9.26%
Top 10 Hldgs %
28.08%
Holding
1,957
New
1,047
Increased
658
Reduced
132
Closed
26

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$135M
2
TEL icon
TE Connectivity
TEL
+$68.3M
3
CVET
Covetrus, Inc. Common Stock
CVET
+$48.5M
4
CX icon
Cemex
CX
+$22M
5
CMCSA icon
Comcast
CMCSA
+$18.9M

Top Sells

Rank Stock Value
1
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$53.1M
2
VYX icon
NCR Voyix
VYX
+$42M
3
BP icon
BP
BP
+$31.3M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$27.4M
5
CHTR icon
Charter Communications
CHTR
+$26.9M

Sector Composition

Rank Sector Weight
1 Healthcare 18.75%
2 Financials 15.82%
3 Technology 12.61%
4 Communication Services 11.92%
5 Consumer Discretionary 10.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRP icon
1926
Invesco Variable Rate Preferred ETF
VRP
$3B
– –
-23,054
Closed -$526K
VTAK icon
1927
Catheter Precision
VTAK
$952K
– –
0
– -$52K
VTWO icon
1928
Vanguard Russell 2000 ETF
VTWO
$17.6B
$0 ﹤0.01%
+2
New +$121
XBI icon
1929
State Street SPDR S&P Biotech ETF
XBI
$9.62B
– –
-24,705
Closed -$1.77M
MUI
1930
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$0 ﹤0.01%
+7
New +$94
ISEE
1931
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
– –
-36,540
Closed -$44K
AUD
1932
DELISTED
Audacy, Inc.
AUD
$0 ﹤0.01%
86
– –
PTR
1933
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$0 ﹤0.01%
3
– –
SREV
1934
DELISTED
ServiceSource International, Inc.
SREV
– –
-45,370
Closed -$49K
MTT
1935
DELISTED
Western Asset Municipal Defined Opportunity Trust Inc.
MTT
$0 ﹤0.01%
+16
New +$328
QHC
1936
DELISTED
Quorum Health Corporation
QHC
$0 ﹤0.01%
72
– –
CFRX
1937
DELISTED
ContraFect Corporation
CFRX
– –
-23
Closed -$29K
TI.A
1938
DELISTED
Telecom Italia 10 Svg
TI.A
$0 ﹤0.01%
+53
New +$271
TFCFA
1939
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-4,604
Closed -$222K
ATHN
1940
DELISTED
Athenahealth, Inc.
ATHN
– –
-6,939
Closed -$915K
DM
1941
DELISTED
Dominion Energy Midstream Ptr LP
DM
– –
-2,400
Closed -$43K
SHPG
1942
DELISTED
Shire pic
SHPG
– –
-12,387
Closed -$2.16M
PNC.WS
1943
DELISTED
PNC Financial Services Group Inc
PNC.WS
– –
-8,535
Closed -$389K
WES
1944
DELISTED
Western Gas Partners Lp
WES
– –
-46,405
Closed -$1.96M
74 75 76 77
78

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Rockefeller Capital Management's Q1 2019 Portfolio in Review

As of Q1 2019, Rockefeller Capital Management held 1,957 positions worth $7.02B, up 23% from $5.71B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $650M of net new capital in Q1 2019, opening 1,047 new positions and adding to 658 existing holdings. Its largest new stake was Covetrus, Inc. Common Stock: 1,367,687 shares worth $43.6M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, down from 21% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Vanguard Mortgage-Backed Securities ETF, an estimated $53.1M trimmed.

  • Rockefeller Capital Management's largest Q1 2019 buy was Covetrus, Inc. Common Stock: 1,367,687 shares worth $43.6M.
  • Rockefeller Capital Management added most to Apple in Q1 2019, an estimated $135M increase.
  • Rockefeller Capital Management's biggest Q1 2019 reduction was Vanguard Mortgage-Backed Securities ETF, cutting an estimated $53.1M.
  • Rockefeller Capital Management fully exited iShares MSCI South Korea ETF in Q1 2019, selling an estimated $2.61M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.02B portfolio in Q1 2019.
  • Rockefeller Capital Management opened 1,047 new positions and closed 26 in Q1 2019.
  • Rockefeller Capital Management's portfolio value rose 23% quarter-over-quarter to $7.02B.

Based on Rockefeller Capital Management's 13F filing for Q1 2019, filed 10 May 2019.