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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$23.3B
AUM Growth
+$3.35B
Cap. Flow
+$2.09B
Cap. Flow %
9.01%
Top 10 Hldgs %
18.16%
Holding
4,286
New
42
Increased
1,176
Reduced
629
Closed
2,306

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$65.9M
2
MSFT icon
Microsoft
MSFT
+$52.5M
3
AMZN icon
Amazon
AMZN
+$51.3M
4
VT icon
Vanguard Total World Stock ETF
VT
+$51.2M
5
OMF icon
OneMain Financial
OMF
+$47.4M

Top Sells

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$52.5M
2
NFLX icon
Netflix
NFLX
+$51.5M
3
CVX icon
Chevron
CVX
+$45.3M
4
AMAT icon
Applied Materials
AMAT
+$34.6M
5
SCHW
Charles Schwab
SCHW
+$29.6M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Financials 13.24%
3 Healthcare 9.75%
4 Consumer Discretionary 6.57%
5 Industrials 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMC icon
1901
TMC The Metals Company
TMC
$1.92B
$74K ﹤0.01%
89,500
+3,500
+4% +$3.25K
ALLO icon
1902
Allogene Therapeutics
ALLO
$725M
$72K ﹤0.01%
14,702
+77
+0.5% +$494
SMRT icon
1903
SmartRent
SMRT
$261M
$70K ﹤0.01%
27,500
+7,450
+37% +$20K
GB
1904
DELISTED
Global Blue Group Holding
GB
$69K ﹤0.01%
11,500
+4,000
+53% +$25.2K
REAL icon
1905
The RealReal
REAL
$1.45B
$69K ﹤0.01%
55,122
-5
-0% -$7
AWP
1906
abrdn Global Premier Properties Fund
AWP
$363M
$67K ﹤0.01%
5,501
-1,449
-21% -$18.2K
PET
1907
DELISTED
Wag!
PET
$67K ﹤0.01%
30,000
+17,500
+140% +$43.3K
HBI
1908
DELISTED
Hanesbrands
HBI
$66K ﹤0.01%
12,705
-210
-2% -$1.32K
SPRU icon
1909
Spruce Power Holding Corp
SPRU
$40.8M
$66K ﹤0.01%
10,088
– –
BBD icon
1910
Banco Bradesco
BBD
$36.3B
$65K ﹤0.01%
25,038
+1,757
+8% +$4.67K
COMP icon
1911
Compass
COMP
$9.52B
$65K ﹤0.01%
20,125
-5,500
-21% -$18.9K
CANO
1912
DELISTED
Cano Health, Inc.
CANO
$65K ﹤0.01%
725
-72
-9% -$9.78K
MJ icon
1913
Amplify Alternative Harvest ETF
MJ
$105M
$61K ﹤0.01%
1,465
-666
-31% -$33K
LVOX
1914
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
$61K ﹤0.01%
20,000
– –
DM
1915
DELISTED
Desktop Metal, Inc.
DM
$56K ﹤0.01%
2,450
– –
GERN icon
1916
Geron
GERN
$949M
$53K ﹤0.01%
24,500
– –
III icon
1917
Information Services Group
III
$251M
$52K ﹤0.01%
10,299
+16
+0.2% +$82
MMT
1918
Aberdeen Multi-Market Income Fund
MMT
$242M
$51K ﹤0.01%
11,343
+65
+0.6% +$301
TIL icon
1919
Instil Bio
TIL
$50.3M
$49K ﹤0.01%
3,730
-85
-2% -$1.26K
ADCT icon
1920
ADC Therapeutics
ADCT
$144M
$48K ﹤0.01%
24,701
– –
BTE icon
1921
Baytex Energy
BTE
$3.06B
$45K ﹤0.01%
+12,000
New +$44.4K
SLDP icon
1922
Solid Power
SLDP
$536M
$45K ﹤0.01%
15,000
– –
TLRY icon
1923
Tilray
TLRY
$602M
$43K ﹤0.01%
1,737
-407
-19% -$11.6K
DHY
1924
Credit Suisse High Yield Credit Fund
DHY
$243M
$41K ﹤0.01%
21,991
-6,145
-22% -$11.5K
CELL
1925
DELISTED
PhenomeX Inc. Common Stock
CELL
$37K ﹤0.01%
32,307
– –
75 76
77
78 79

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Rockefeller Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rockefeller Capital Management held 4,286 positions worth $23.3B, up 17% from $19.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management deployed $2.09B of net new capital in Q1 2023, opening 42 new positions and adding to 1,176 existing holdings. Its largest new stake was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity National Information Services, an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q1 2023 buy was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $65.9M increase.
  • Rockefeller Capital Management's biggest Q1 2023 reduction was Fidelity National Information Services, cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited Petrobras in Q1 2023, selling an estimated $8M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $23.3B portfolio in Q1 2023.
  • Rockefeller Capital Management opened 42 new positions and closed 2,306 in Q1 2023.
  • Rockefeller Capital Management's portfolio value rose 17% quarter-over-quarter to $23.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.