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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
(+2.8%)
Cap. Flow
-$983M
Cap. Flow
% of AUM
-4.94%
Top 10 Holdings %
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AerCap
AER
|
+$54M |
| 2 |
JPMorgan Chase
JPM
|
+$45.5M |
| 3 |
American Express
AXP
|
+$44.9M |
| 4 |
Meta Platforms (Facebook)
META
|
+$42.9M |
| 5 |
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
|
+$39.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Medtronic
MDT
|
+$94.1M |
| 2 |
Reinsurance Group of America
RGA
|
+$89.9M |
| 3 |
Netflix
NFLX
|
+$81M |
| 4 |
Eli Lilly
LLY
|
+$76.3M |
| 5 |
Globe Life
GL
|
+$72.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.17% |
| 2 | Financials | 13.41% |
| 3 | Healthcare | 10.42% |
| 4 | Industrials | 6.36% |
| 5 | Consumer Discretionary | 5.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1901
Roundhill Ball Metaverse ETF
METV
$212M
| $127K | ﹤0.01% |
17,769
-70,607
| -80% | -$528K |
|
1902
VanEck BDC Income ETF
BIZD
$1.69B
| $126K | ﹤0.01% |
8,959
+3,997
| +81% | +$58.4K |
|
1903
BOK Financial
BOKF
$8.74B
| $126K | ﹤0.01% |
1,222
+100
| +9% | +$10.1K |
|
1904
Shoals Technologies Group
SHLS
$1.5B
| $126K | ﹤0.01% |
5,115
+2,885
| +129% | +$69.7K |
|
1905
Tyson Foods
TSN
$20.4B
| $126K | ﹤0.01% |
2,035
+462
| +29% | +$30.1K |
|
1906
Artesian Resources
ARTNA
$358M
| $125K | ﹤0.01% |
2,149
-1,089
| -34% | -$57.3K |
|
1907
East-West Bancorp
EWBC
$18B
| $125K | ﹤0.01% |
1,915
+895
| +88% | +$61.3K |
|
1908
Lumen
LUMN
$6.44B
| $125K | ﹤0.01% |
24,086
-3,838
| -14% | -$23.6K |
|
|
SF
1909
Stifel
SF
$12.6B
| $125K | ﹤0.01% |
3,243
-102
| -3% | -$4.04K |
|
1910
UMB Financial
UMBF
$11.1B
| $125K | ﹤0.01% |
1,507
-72
| -5% | -$6.05K |
|
1911
CarGurus
CARG
$3.47B
| $124K | ﹤0.01% |
8,913
-2,933
| -25% | -$40.2K |
|
1912
Healthcare Realty
HR
$6.84B
| $124K | ﹤0.01% |
6,478
-1,846
| -22% | -$36.3K |
|
1913
Lear
LEA
$8.18B
| $124K | ﹤0.01% |
1,014
+19
| +2% | +$2.52K |
|
|
WCLD
1914
WisdomTree Cloud Computing Fund
WCLD
$297M
| $124K | ﹤0.01% |
4,948
-238
| -5% | -$6.11K |
|
1915
Arrow Electronics
ARW
$10.4B
| $123K | ﹤0.01% |
1,188
-189
| -14% | -$19.5K |
|
1916
Avantis US Small Cap Value ETF
AVUV
$30.8B
| $123K | ﹤0.01% |
+1,655
| New | +$124K |
|
1917
DaVita
DVA
$11.7B
| $123K | ﹤0.01% |
1,666
+795
| +91% | +$61.7K |
|
1918
First Trust Dividend Strength ETF
FTDS
$39.2M
| $123K | ﹤0.01% |
2,912
+26
| +0.9% | +$1.11K |
|
|
GCV
1919
Gabelli Convertible and Income Securities Fund
GCV
$94.7M
| $123K | ﹤0.01% |
25,739
| – | – |
|
1920
Genco Shipping & Trading
GNK
$1.1B
| $123K | ﹤0.01% |
8,046
+4,046
| +101% | +$58.6K |
|
1921
Unum
UNM
$14.3B
| $123K | ﹤0.01% |
3,006
+1,528
| +103% | +$64K |
|
1922
State Street SPDR S&P Pharmaceuticals ETF
XPH
$515M
| $123K | ﹤0.01% |
+3,014
| New | +$125K |
|
|
DFUS
1923
Dimensional US Equity ETF
DFUS
$21.6B
| $122K | ﹤0.01% |
2,939
-116
| -4% | -$4.85K |
|
1924
Invesco CurrencyShares Euro Currency Trust
FXE
$341M
| $122K | ﹤0.01% |
1,236
| – | – |
|
1925
State Street Nuveen Municipal Bond ETF
MBND
$26.9M
| $122K | ﹤0.01% |
+4,587
| New | +$121K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q4 2022 Portfolio in Review
As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.
By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.
- Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
- Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
- Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
- Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
- Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
- Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
- Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.
Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.