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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QNCX icon
1901
Quince Therapeutics
QNCX
$29.5M
$91K ﹤0.01%
5
– –
TRP icon
1902
TC Energy
TRP
$65.9B
$91K ﹤0.01%
1,902
-607
-24% -$29.4K
BATT icon
1903
Amplify Lithium & Battery Technology ETF
BATT
$124M
$90K ﹤0.01%
5,234
+147
+3% +$2.61K
LNG icon
1904
Cheniere Energy
LNG
$52.9B
$90K ﹤0.01%
927
+588
+173% +$51.5K
PSN icon
1905
Parsons
PSN
$5.08B
$90K ﹤0.01%
2,691
-300
-10% -$10.9K
SHOO icon
1906
Steven Madden
SHOO
$3.55B
$90K ﹤0.01%
2,258
-47
-2% -$1.94K
MCA
1907
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$90K ﹤0.01%
+5,700
New +$90.7K
AMCR icon
1908
Amcor
AMCR
$22.1B
$89K ﹤0.01%
1,544
+1,198
+346% +$71.5K
CGC
1909
Canopy Growth
CGC
$410M
$89K ﹤0.01%
648
+284
+78% +$50.9K
CIL
1910
DELISTED
VictoryShares International Volatility Wtd ETF
CIL
$89K ﹤0.01%
2,020
+1
+0% +$46
CMPS
1911
Compass Pathways
CMPS
$1.83B
$89K ﹤0.01%
2,985
-3,000
-50% -$101K
J icon
1912
Jacobs Solutions
J
$17B
$89K ﹤0.01%
821
+593
+260% +$65.6K
PMM
1913
Franklin Managed Municipal Income Trust
PMM
$273M
$89K ﹤0.01%
10,750
– –
CZNC icon
1914
Citizens & Northern Corp
CZNC
$455M
$88K ﹤0.01%
+3,511
New +$87.4K
PFLT icon
1915
PennantPark Floating Rate Capital
PFLT
$746M
$87K ﹤0.01%
6,855
– –
PR
1916
Permian Resources
PR
$16.9B
$87K ﹤0.01%
13,000
– –
WDIV icon
1917
State Street SPDR S&P Global Dividend ETF
WDIV
$281M
$87K ﹤0.01%
1,320
+500
+61% +$33.8K
RMGCU
1918
DELISTED
RMG Acquisition Corp. III Unit
RMGCU
$87K ﹤0.01%
8,900
-42,500
-83% -$422K
HUN icon
1919
Huntsman Corp
HUN
$1.77B
$86K ﹤0.01%
2,978
+2,323
+355% +$61.2K
PJT icon
1920
PJT Partners
PJT
$4.38B
$86K ﹤0.01%
1,097
+498
+83% +$38.2K
POST icon
1921
Post Holdings
POST
$3.57B
$86K ﹤0.01%
1,206
+110
+10% +$7.8K
RING icon
1922
iShares MSCI Global Gold Miners ETF
RING
$2.44B
$86K ﹤0.01%
3,533
– –
BGH
1923
Barings Global Short Duration High Yield Fund
BGH
$287M
$85K ﹤0.01%
5,000
– –
QABA icon
1924
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$93.2M
$85K ﹤0.01%
1,518
+7
+0.5% +$379
XYLD icon
1925
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
$85K ﹤0.01%
1,770
-875
-33% -$43.1K
75 76
77
78 79

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.