We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LILAK icon
1901
Liberty Latin America Class C
LILAK
$1.65B
$48K ﹤0.01%
4,087
-46
-1% -$503
PSLV icon
1902
Sprott Physical Silver Trust
PSLV
$13.7B
$48K ﹤0.01%
+5,550
New +$52.3K
KFYP
1903
DELISTED
KraneShares CICC China Leaders 100 Index ETF
KFYP
$48K ﹤0.01%
1,539
+39
+3% +$1.29K
SWCH
1904
DELISTED
Switch, Inc. Class A Common Stock
SWCH
$48K ﹤0.01%
3,000
– –
ENPC
1905
DELISTED
Executive Network Partnering Corporation
ENPC
$48K ﹤0.01%
+5,000
New +$50.2K
Y
1906
DELISTED
Alleghany Corp
Y
$48K ﹤0.01%
79
-16
-17% -$9.9K
CACI icon
1907
CACI
CACI
$14.3B
$47K ﹤0.01%
192
-78
-29% -$18.7K
INDY icon
1908
iShares S&P India Nifty 50 Index Fund
INDY
$565M
$47K ﹤0.01%
1,055
+561
+114% +$25.1K
SM icon
1909
SM Energy
SM
$7.55B
$47K ﹤0.01%
+2,914
New +$37.3K
SPSC icon
1910
SPS Commerce
SPSC
$2.69B
$47K ﹤0.01%
480
+376
+362% +$39.7K
SSB icon
1911
SouthState Bank Corp
SSB
$10.5B
$47K ﹤0.01%
610
+557
+1,051% +$44.8K
SOLN
1912
DELISTED
The Southern Company
SOLN
$47K ﹤0.01%
+932
New +$46.8K
AI icon
1913
C3.ai
AI
$1.62B
$46K ﹤0.01%
700
+200
+40% +$23.3K
AXTI icon
1914
AXT Inc
AXTI
$4.83B
$46K ﹤0.01%
+4,000
New +$48.1K
LSF icon
1915
Laird Superfood
LSF
$48.1M
$46K ﹤0.01%
1,250
– –
SCHR
1916
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$46K ﹤0.01%
1,650
+776
+89% +$22.3K
TAK icon
1917
Takeda Pharmaceutical
TAK
$56B
$46K ﹤0.01%
2,569
+598
+30% +$10.8K
TXMD icon
1918
TherapeuticsMD
TXMD
$24M
$46K ﹤0.01%
700
– –
AWR icon
1919
American States Water
AWR
$3.43B
$45K ﹤0.01%
606
– –
BLUE
1920
DELISTED
bluebird bio
BLUE
$45K ﹤0.01%
115
-344
-75% -$169K
EDIV icon
1921
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$45K ﹤0.01%
1,500
-97
-6% -$2.82K
GHYG icon
1922
iShares US & Intl High Yield Corp Bond ETF
GHYG
$199M
$45K ﹤0.01%
908
-223
-20% -$11.3K
ICVT icon
1923
iShares Convertible Bond ETF
ICVT
$7.42B
$45K ﹤0.01%
461
-31
-6% -$3.18K
INO icon
1924
Inovio Pharmaceuticals
INO
$76.1M
$45K ﹤0.01%
407
-31
-7% -$4.08K
KPLT icon
1925
Katapult Holdings
KPLT
$31.6M
$45K ﹤0.01%
+140
New +$54.1K
75 76
77
78 79

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.