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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LGND icon
1901
Ligand Pharmaceuticals
LGND
$5.89B
$26K ﹤0.01%
434
+121
+39% +$6.9K
SAR icon
1902
Saratoga Investment
SAR
$317M
$26K ﹤0.01%
+1,263
New +$25.3K
SNSR icon
1903
Global X Internet of Things ETF
SNSR
$221M
$26K ﹤0.01%
833
+832
+83,200% +$24.2K
U icon
1904
Unity
U
$19B
$26K ﹤0.01%
+171
New +$20.8K
VRTS icon
1905
Virtus Investment Partners
VRTS
$1.11B
$26K ﹤0.01%
122
+114
+1,425% +$20.7K
MDRX
1906
DELISTED
Veradigm Inc. Common Stock
MDRX
$26K ﹤0.01%
1,843
– –
NM
1907
DELISTED
Navios Maritime Holdings Inc.
NM
$26K ﹤0.01%
11,937
+2,667
+29% +$5.4K
TWNK
1908
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$26K ﹤0.01%
1,789
+88
+5% +$1.19K
ALEC icon
1909
Alector
ALEC
$189M
$25K ﹤0.01%
1,714
+50
+3% +$621
BURL icon
1910
Burlington
BURL
$23.4B
$25K ﹤0.01%
97
+21
+28% +$4.68K
ELDN icon
1911
Eledon Pharmaceuticals
ELDN
$284M
$25K ﹤0.01%
1,666
-1
-0.1% -$19
FPX icon
1912
First Trust US Equity Opportunities ETF
FPX
$1.48B
$25K ﹤0.01%
216
– –
HSBC icon
1913
HSBC
HSBC
$355B
$25K ﹤0.01%
1,007
-74
-7% -$1.76K
IGE icon
1914
iShares North American Natural Resources ETF
IGE
$778M
$25K ﹤0.01%
+1,114
New +$24.3K
IPO icon
1915
Renaissance IPO ETF
IPO
$160M
$25K ﹤0.01%
400
– –
IYG icon
1916
iShares US Financial Services ETF
IYG
$2.21B
$25K ﹤0.01%
510
-246
-33% -$11.1K
NAT icon
1917
Nordic American Tanker
NAT
$1.33B
$25K ﹤0.01%
8,500
+7,500
+750% +$24.5K
PHR icon
1918
Phreesia
PHR
$769M
$25K ﹤0.01%
+465
New +$20K
QQQM icon
1919
Invesco NASDAQ 100 ETF
QQQM
$102B
$25K ﹤0.01%
+200
New +$24.3K
SCHR
1920
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$25K ﹤0.01%
874
– –
SHO icon
1921
Sunstone Hotel Investors
SHO
$2.01B
$25K ﹤0.01%
2,266
+149
+7% +$1.43K
UPWK icon
1922
Upwork
UPWK
$1.21B
$25K ﹤0.01%
+728
New +$20.8K
VER
1923
DELISTED
VEREIT, Inc.
VER
$25K ﹤0.01%
677
+248
+58% +$8.81K
IBTX
1924
DELISTED
Independent Bank Group, Inc.
IBTX
$25K ﹤0.01%
+400
New +$22.1K
BCRX icon
1925
BioCryst Pharmaceuticals
BCRX
$2.51B
$24K ﹤0.01%
3,300
– –
75 76
77
78 79

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.