We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ERX icon
1901
Direxion Daily Energy Bull 2X ETF
ERX
$238M
$14K ﹤0.01%
1,500
– –
FR icon
1902
First Industrial Realty Trust
FR
$8.36B
$14K ﹤0.01%
367
-17
-4% -$702
GLPI icon
1903
Gaming and Leisure Properties
GLPI
$12.5B
$14K ﹤0.01%
383
-81
-17% -$2.95K
GOF icon
1904
Guggenheim Strategic Opportunities Fund
GOF
$2.26B
$14K ﹤0.01%
810
– –
GQRE icon
1905
FlexShares Global Quality Real Estate Index Fund
GQRE
$418M
$14K ﹤0.01%
275
– –
LNTH icon
1906
Lantheus
LNTH
$6.59B
$14K ﹤0.01%
1,112
– –
LPRO
1907
DELISTED
Open Lending Corp
LPRO
$14K ﹤0.01%
+570
New +$11.1K
PFFD icon
1908
Global X US Preferred ETF
PFFD
$2.16B
$14K ﹤0.01%
572
– –
PFN
1909
PIMCO Income Strategy Fund II
PFN
$707M
$14K ﹤0.01%
1,597
+15
+0.9% +$135
RLJ icon
1910
RLJ Lodging Trust
RLJ
$1.67B
$14K ﹤0.01%
1,661
-248
-13% -$2.23K
SCHD icon
1911
Schwab US Dividend Equity ETF
SCHD
$107B
$14K ﹤0.01%
771
+6
+0.8% +$110
SPXX icon
1912
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$343M
$14K ﹤0.01%
1,100
– –
SR icon
1913
Spire
SR
$4.79B
$14K ﹤0.01%
275
– –
XP icon
1914
XP
XP
$8.37B
$14K ﹤0.01%
350
-63
-15% -$2.88K
XPO icon
1915
XPO
XPO
$23.5B
$14K ﹤0.01%
486
+148
+44% +$4.26K
BKI
1916
DELISTED
Black Knight, Inc. Common Stock
BKI
$14K ﹤0.01%
172
-186
-52% -$14.6K
VRAY
1917
DELISTED
ViewRay, Inc.
VRAY
$14K ﹤0.01%
+4,200
New +$11.7K
CXO
1918
DELISTED
CONCHO RESOURCES INC.
CXO
$14K ﹤0.01%
334
-429
-56% -$21.4K
AVA icon
1919
Avista
AVA
$3.2B
$13K ﹤0.01%
403
-18
-4% -$652
BRZU icon
1920
Direxion Daily MSCI Brazil Bull 2X ETF
BRZU
$96.9M
$13K ﹤0.01%
200
– –
CABO icon
1921
Cable One
CABO
$203M
$13K ﹤0.01%
7
+1
+17% +$1.81K
CLH icon
1922
Clean Harbors
CLH
$16.4B
$13K ﹤0.01%
245
+125
+104% +$7.4K
CUBE icon
1923
CubeSmart
CUBE
$9.23B
$13K ﹤0.01%
420
+107
+34% +$3.24K
DOX icon
1924
Amdocs
DOX
$6.22B
$13K ﹤0.01%
238
+6
+3% +$359
ELME
1925
Elme Communities
ELME
$144M
$13K ﹤0.01%
663
– –
75 76
77
78 79

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.