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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNP icon
1901
DNP Select Income Fund
DNP
$4.06B
$2K ﹤0.01%
145
– –
EBND icon
1902
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.26B
$2K ﹤0.01%
57
– –
ESRT icon
1903
Empire State Realty Trust
ESRT
$850M
$2K ﹤0.01%
110
– –
FFIV icon
1904
F5
FFIV
$23.1B
$2K ﹤0.01%
+12
New +$1.69K
GATX icon
1905
GATX Corp
GATX
$6.41B
$2K ﹤0.01%
+20
New +$1.61K
GME icon
1906
GameStop
GME
$8.55B
$2K ﹤0.01%
1,016
– –
HEI.A icon
1907
HEICO Corp Class A
HEI.A
$36.6B
$2K ﹤0.01%
+23
New +$2.19K
HTHT icon
1908
Huazhu Hotels Group
HTHT
$13.1B
$2K ﹤0.01%
41
+14
+52% +$505
KLXE icon
1909
KLX Energy Services
KLXE
$44.4M
$2K ﹤0.01%
65
– –
LILAK icon
1910
Liberty Latin America Class C
LILAK
$1.67B
$2K ﹤0.01%
137
– –
MAS icon
1911
Masco
MAS
$14.7B
$2K ﹤0.01%
41
– –
MAT icon
1912
Mattel
MAT
$4.32B
$2K ﹤0.01%
167
+89
+114% +$1.06K
MSD
1913
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$2K ﹤0.01%
+166
New +$1.57K
MT icon
1914
ArcelorMittal
MT
$54.2B
$2K ﹤0.01%
110
– –
NEWT icon
1915
NewtekOne
NEWT
$431M
$2K ﹤0.01%
79
– –
NNN icon
1916
NNN REIT
NNN
$9.03B
$2K ﹤0.01%
39
– –
NTGR icon
1917
NETGEAR
NTGR
$648M
$2K ﹤0.01%
93
-390
-81% -$10.7K
NUV icon
1918
Nuveen Municipal Value Fund
NUV
$1.91B
$2K ﹤0.01%
200
– –
PBI icon
1919
Pitney Bowes
PBI
$2.48B
$2K ﹤0.01%
+450
New +$2.06K
PBR icon
1920
Petrobras
PBR
$123B
$2K ﹤0.01%
+104
New +$1.59K
PDM
1921
Piedmont Realty Trust
PDM
$1.24B
$2K ﹤0.01%
99
– –
PLAY icon
1922
Dave & Buster's
PLAY
$403M
$2K ﹤0.01%
62
-147
-70% -$5.89K
PSCU icon
1923
Invesco S&P SmallCap Utilities & Communication Services ETF
PSCU
$17.3M
$2K ﹤0.01%
+36
New +$1.86K
PTC icon
1924
PTC
PTC
$16.2B
$2K ﹤0.01%
+32
New +$2.28K
PTMC icon
1925
Pacer Trendpilot US Mid Cap ETF
PTMC
$396M
$2K ﹤0.01%
+66
New +$1.97K
75 76
77
78 79

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Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.