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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+12.19%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.02B
AUM Growth
+$1.31B
Cap. Flow
+$650M
Cap. Flow %
9.26%
Top 10 Hldgs %
28.08%
Holding
1,957
New
1,047
Increased
658
Reduced
132
Closed
26

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$135M
2
TEL icon
TE Connectivity
TEL
+$68.3M
3
CVET
Covetrus, Inc. Common Stock
CVET
+$48.5M
4
CX icon
Cemex
CX
+$22M
5
CMCSA icon
Comcast
CMCSA
+$18.9M

Top Sells

Rank Stock Value
1
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$53.1M
2
VYX icon
NCR Voyix
VYX
+$42M
3
BP icon
BP
BP
+$31.3M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$27.4M
5
CHTR icon
Charter Communications
CHTR
+$26.9M

Sector Composition

Rank Sector Weight
1 Healthcare 18.75%
2 Financials 15.82%
3 Technology 12.61%
4 Communication Services 11.92%
5 Consumer Discretionary 10.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASIX icon
1901
AdvanSix
ASIX
$542M
– –
-42
Closed -$1K
AVNW icon
1902
Aviat Networks
AVNW
$265M
$0 ﹤0.01%
+42
New +$295
CMBS icon
1903
iShares CMBS ETF
CMBS
$472M
$0 ﹤0.01%
+8
New +$406
EOT
1904
Eaton Vance National Municipal Opportunities Trust
EOT
$273M
$0 ﹤0.01%
+10
New +$208
EUFN icon
1905
iShares MSCI Europe Financials ETF
EUFN
$4.25B
– –
-4,780
Closed -$81K
EWQ icon
1906
iShares MSCI France ETF
EWQ
$338M
– –
-45,654
Closed -$1.21M
EWY icon
1907
iShares MSCI South Korea ETF
EWY
$23.3B
– –
-44,317
Closed -$2.61M
EWW icon
1908
iShares MSCI Mexico ETF
EWW
$1.97B
– –
-25,746
Closed -$1.06M
FHB icon
1909
First Hawaiian
FHB
$3.41B
$0 ﹤0.01%
+8
New +$207
FTSD icon
1910
Franklin Short Duration US Government ETF
FTSD
$301M
– –
-270
Closed -$26K
GBX icon
1911
The Greenbrier Companies
GBX
$1.54B
$0 ﹤0.01%
+13
New +$518
HGV icon
1912
Hilton Grand Vacations
HGV
$3.52B
$0 ﹤0.01%
+7
New +$214
HOUS
1913
DELISTED
Anywhere Real Estate
HOUS
$0 ﹤0.01%
+43
New +$663
IGIB icon
1914
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
– –
-400
Closed -$21K
JWN
1915
DELISTED
Nordstrom
JWN
$0 ﹤0.01%
+7
New +$319
LAZ icon
1916
Lazard
LAZ
$4.21B
$0 ﹤0.01%
+3
New +$113
LILAK icon
1917
Liberty Latin America Class C
LILAK
$1.67B
– –
-1,470
Closed -$18K
MIDU icon
1918
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$71M
– –
-3,886
Closed -$109K
MRC
1919
DELISTED
MRC Global
MRC
– –
-1,205
Closed -$15K
NAD icon
1920
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$0 ﹤0.01%
+18
New +$238
NBB icon
1921
Nuveen Taxable Municipal Income Fund
NBB
$449M
$0 ﹤0.01%
+5
New +$100
SPOT icon
1922
Spotify
SPOT
$100B
$0 ﹤0.01%
+2
New +$274
TRUP icon
1923
Trupanion
TRUP
$1.09B
– –
-780
Closed -$20K
UNFI icon
1924
United Natural Foods
UNFI
$2.87B
$0 ﹤0.01%
+34
New +$459
VGIT icon
1925
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
– –
-275
Closed -$17K
74 75 76
77
78

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Rockefeller Capital Management's Q1 2019 Portfolio in Review

As of Q1 2019, Rockefeller Capital Management held 1,957 positions worth $7.02B, up 23% from $5.71B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $650M of net new capital in Q1 2019, opening 1,047 new positions and adding to 658 existing holdings. Its largest new stake was Covetrus, Inc. Common Stock: 1,367,687 shares worth $43.6M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, down from 21% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Vanguard Mortgage-Backed Securities ETF, an estimated $53.1M trimmed.

  • Rockefeller Capital Management's largest Q1 2019 buy was Covetrus, Inc. Common Stock: 1,367,687 shares worth $43.6M.
  • Rockefeller Capital Management added most to Apple in Q1 2019, an estimated $135M increase.
  • Rockefeller Capital Management's biggest Q1 2019 reduction was Vanguard Mortgage-Backed Securities ETF, cutting an estimated $53.1M.
  • Rockefeller Capital Management fully exited iShares MSCI South Korea ETF in Q1 2019, selling an estimated $2.61M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.02B portfolio in Q1 2019.
  • Rockefeller Capital Management opened 1,047 new positions and closed 26 in Q1 2019.
  • Rockefeller Capital Management's portfolio value rose 23% quarter-over-quarter to $7.02B.

Based on Rockefeller Capital Management's 13F filing for Q1 2019, filed 10 May 2019.