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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$23.3B
AUM Growth
+$3.35B
Cap. Flow
+$2.09B
Cap. Flow %
9.01%
Top 10 Hldgs %
18.16%
Holding
4,286
New
42
Increased
1,176
Reduced
629
Closed
2,306

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$65.9M
2
MSFT icon
Microsoft
MSFT
+$52.5M
3
AMZN icon
Amazon
AMZN
+$51.3M
4
VT icon
Vanguard Total World Stock ETF
VT
+$51.2M
5
OMF icon
OneMain Financial
OMF
+$47.4M

Top Sells

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$52.5M
2
NFLX icon
Netflix
NFLX
+$51.5M
3
CVX icon
Chevron
CVX
+$45.3M
4
AMAT icon
Applied Materials
AMAT
+$34.6M
5
SCHW
Charles Schwab
SCHW
+$29.6M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Financials 13.24%
3 Healthcare 9.75%
4 Consumer Discretionary 6.57%
5 Industrials 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PMX
1876
DELISTED
PIMCO Municipal Income Fund III
PMX
$120K ﹤0.01%
14,550
+13,800
+1,840% +$114K
FDD icon
1877
First Trust STOXX European Select Dividend Income Fund
FDD
$906M
$118K ﹤0.01%
10,120
– –
CRPT icon
1878
First Trust SkyBridge Crypto Industry and Digital Economy ETF
CRPT
$82.3M
$116K ﹤0.01%
23,525
+75
+0.3% +$331
GCV
1879
Gabelli Convertible and Income Securities Fund
GCV
$94.9M
$114K ﹤0.01%
25,739
– –
SRTS icon
1880
Sensus Healthcare
SRTS
$50.9M
$114K ﹤0.01%
22,000
+15,000
+214% +$108K
SENS icon
1881
Senseonics Holdings Inc
SENS
$394M
$111K ﹤0.01%
7,859
– –
EVN
1882
Eaton Vance Municipal Income Trust
EVN
$429M
$109K ﹤0.01%
10,822
+10,172
+1,565% +$104K
JWSM
1883
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
$104K ﹤0.01%
10,396
– –
SWN
1884
DELISTED
Southwestern Energy Company
SWN
$104K ﹤0.01%
20,897
-16,338
-44% -$86.7K
MMU
1885
Western Asset Managed Municipals Fund
MMU
$552M
$102K ﹤0.01%
+10,000
New +$103K
RWT
1886
Redwood Trust
RWT
$574M
$102K ﹤0.01%
15,259
+194
+1% +$1.45K
CBH
1887
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$101K ﹤0.01%
11,750
– –
MGTX icon
1888
MeiraGTx Holdings
MGTX
$1.21B
$91K ﹤0.01%
17,623
+11,563
+191% +$80.1K
MTTR
1889
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
$88K ﹤0.01%
32,350
+6,255
+24% +$19.1K
MUFG icon
1890
Mitsubishi UFJ Financial
MUFG
$251B
$87K ﹤0.01%
13,673
+867
+7% +$6.07K
CRF
1891
Cornerstone Total Return Fund
CRF
$1.17B
$86K ﹤0.01%
11,901
-447
-4% -$3.32K
SDC
1892
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$86K ﹤0.01%
200,750
– –
NML
1893
Neuberger Energy Infrastructure and Income Fund Inc
NML
$589M
$85K ﹤0.01%
13,017
+6,599
+103% +$45.6K
TNYA icon
1894
Tenaya Therapeutics
TNYA
$165M
$85K ﹤0.01%
+30,000
New +$84.3K
UNG icon
1895
United States Natural Gas Fund
UNG
$497M
$85K ﹤0.01%
3,063
+75
+3% +$2.72K
GDRX icon
1896
GoodRx Holdings
GDRX
$1.25B
$82K ﹤0.01%
13,275
+4,825
+57% +$26.9K
MAPS
1897
DELISTED
WM TECHNOLOGY INC A
MAPS
$78K ﹤0.01%
92,000
-20,000
-18% -$21.5K
SVM
1898
Silvercorp Metals
SVM
$2.7B
$77K ﹤0.01%
20,287
– –
LONA
1899
LeonaBio Inc
LONA
$70.5M
$75K ﹤0.01%
3,010
– –
RPAY icon
1900
Repay Holdings
RPAY
$317M
$75K ﹤0.01%
11,467
– –
74 75
76
77 78

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Rockefeller Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rockefeller Capital Management held 4,286 positions worth $23.3B, up 17% from $19.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management deployed $2.09B of net new capital in Q1 2023, opening 42 new positions and adding to 1,176 existing holdings. Its largest new stake was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity National Information Services, an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q1 2023 buy was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $65.9M increase.
  • Rockefeller Capital Management's biggest Q1 2023 reduction was Fidelity National Information Services, cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited Petrobras in Q1 2023, selling an estimated $8M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $23.3B portfolio in Q1 2023.
  • Rockefeller Capital Management opened 42 new positions and closed 2,306 in Q1 2023.
  • Rockefeller Capital Management's portfolio value rose 17% quarter-over-quarter to $23.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.