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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMPS
1876
Compass Pathways
CMPS
$1.83B
$131K ﹤0.01%
16,400
– –
DBO icon
1877
Invesco DB Oil Fund
DBO
$366M
$131K ﹤0.01%
8,667
+58
+0.7% +$923
UDR icon
1878
UDR
UDR
$12.3B
$131K ﹤0.01%
3,415
-2,163
-39% -$85.4K
XHB icon
1879
State Street SPDR S&P Homebuilders ETF
XHB
$1.62B
$131K ﹤0.01%
2,186
+6
+0.3% +$357
AI icon
1880
C3.ai
AI
$1.59B
$130K ﹤0.01%
11,620
-4,634
-29% -$58K
EELV icon
1881
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$428M
$130K ﹤0.01%
5,650
+2
+0% +$44
ISD
1882
PGIM High Yield Bond Fund
ISD
$419M
$130K ﹤0.01%
11,000
– –
OPCH icon
1883
Option Care Health
OPCH
$3.56B
$130K ﹤0.01%
4,374
+4,192
+2,303% +$130K
SIVR icon
1884
abrdn Physical Silver Shares ETF
SIVR
$4.42B
$130K ﹤0.01%
5,662
-1,927
-25% -$39.4K
WOOD icon
1885
iShares Global Timber & Forestry ETF
WOOD
$274M
$130K ﹤0.01%
1,793
-139
-7% -$10.1K
FPWR
1886
First Trust EIP Power Solutions ETF
FPWR
$29.4M
$129K ﹤0.01%
5,053
+36
+0.7% +$917
GRMN
1887
Garmin
GRMN
$60B
$129K ﹤0.01%
1,407
-1,156
-45% -$102K
MZTI
1888
The Marzetti Company
MZTI
$3.11B
$129K ﹤0.01%
657
– –
NMFC icon
1889
New Mountain Finance
NMFC
$732M
$129K ﹤0.01%
10,440
+7,801
+296% +$96.1K
FNDB icon
1890
Schwab Fundamental US Broad Market Index ETF
FNDB
$1.46B
$128K ﹤0.01%
7,317
+2,400
+49% +$41.8K
MOMO
1891
Hello Group
MOMO
$866M
$128K ﹤0.01%
14,300
– –
MXL icon
1892
MaxLinear
MXL
$6.8B
$128K ﹤0.01%
3,798
+436
+13% +$14.8K
PALL icon
1893
abrdn Physical Palladium Shares ETF
PALL
$681M
$128K ﹤0.01%
3,880
-820
-17% -$29.4K
QRVO icon
1894
Qorvo
QRVO
$8.74B
$128K ﹤0.01%
1,417
-63,107
-98% -$5.7M
RA
1895
Brookfield Real Assets Income Fund
RA
$708M
$128K ﹤0.01%
7,984
+500
+7% +$8.66K
SGOV icon
1896
iShares 0-3 Month Treasury Bond ETF
SGOV
$101B
$128K ﹤0.01%
1,284
-3,143
-71% -$315K
BIT icon
1897
BlackRock Multi-Sector Income Trust
BIT
$702M
$127K ﹤0.01%
8,944
+224
+3% +$3.28K
CBU icon
1898
Community Bank
CBU
$3.41B
$127K ﹤0.01%
2,022
+57
+3% +$3.56K
DMAY icon
1899
FT Vest US Equity Deep Buffer ETF May
DMAY
$380M
$127K ﹤0.01%
4,085
– –
EVLV icon
1900
Evolv Technologies
EVLV
$1.1B
$127K ﹤0.01%
49,300
-6,100
-11% -$18K
74 75
76
77 78

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.