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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNPR
1876
DELISTED
Juniper Networks
JNPR
$114K ﹤0.01%
3,223
-285
-8% -$8.91K
MVPS
1877
DELISTED
Amplify Thematic All-Stars ETF
MVPS
$114K ﹤0.01%
4,477
+1,897
+74% +$51K
BOKF icon
1878
BOK Financial
BOKF
$8.74B
$113K ﹤0.01%
1,075
– –
DWX icon
1879
State Street SPDR S&P International Dividend ETF
DWX
$533M
$113K ﹤0.01%
2,925
– –
FIDU icon
1880
Fidelity MSCI Industrials Index ETF
FIDU
$2.39B
$113K ﹤0.01%
2,023
+6
+0.3% +$332
HYMB icon
1881
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.19B
$113K ﹤0.01%
+3,786
New +$113K
AIRR icon
1882
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.7B
$112K ﹤0.01%
2,500
– –
BATRK icon
1883
Atlanta Braves Holdings Series B
BATRK
$3.21B
$112K ﹤0.01%
4,000
– –
BFK
1884
DELISTED
BlackRock Municipal Income Trust
BFK
$112K ﹤0.01%
7,265
– –
EMO
1885
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.02B
$112K ﹤0.01%
5,156
– –
ISD
1886
PGIM High Yield Bond Fund
ISD
$419M
$112K ﹤0.01%
7,000
– –
MFC icon
1887
Manulife Financial
MFC
$73.5B
$112K ﹤0.01%
5,905
+3,904
+195% +$75.6K
FBT icon
1888
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.83B
$111K ﹤0.01%
686
+18
+3% +$2.91K
FICO icon
1889
Fair Isaac
FICO
$22.5B
$111K ﹤0.01%
257
+66
+35% +$26.2K
ONT
1890
Onterris Inc
ONT
$580M
$111K ﹤0.01%
1,588
– –
OALC icon
1891
OneAscent Large Cap Core ETF
OALC
$256M
$110K ﹤0.01%
+4,377
New +$108K
PALL icon
1892
abrdn Physical Palladium Shares ETF
PALL
$667M
$110K ﹤0.01%
3,140
+95
+3% +$3.44K
SDHY
1893
PGIM Short Duration High Yield Opportunities Fund
SDHY
$401M
$110K ﹤0.01%
6,000
+4,500
+300% +$83.3K
XHE icon
1894
State Street SPDR S&P Health Care Equipment ETF
XHE
$163M
$110K ﹤0.01%
943
– –
NUVA
1895
DELISTED
NuVasive, Inc.
NUVA
$110K ﹤0.01%
2,107
+181
+9% +$9.84K
DBA icon
1896
Invesco DB Agriculture Fund
DBA
$1.23B
$109K ﹤0.01%
5,525
– –
HHH icon
1897
Howard Hughes
HHH
$4.03B
$109K ﹤0.01%
1,132
-36
-3% -$3.15K
MGTX icon
1898
MeiraGTx Holdings
MGTX
$1.21B
$109K ﹤0.01%
4,600
+1,500
+48% +$28.7K
PJT icon
1899
PJT Partners
PJT
$4.38B
$109K ﹤0.01%
1,472
+375
+34% +$29.9K
PKB icon
1900
Invesco Building & Construction ETF
PKB
$453M
$109K ﹤0.01%
2,000
– –
74 75
76
77 78

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.