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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WEN icon
1876
Wendy's
WEN
$1.46B
$97K ﹤0.01%
4,498
+1,295
+40% +$29.5K
BOKF icon
1877
BOK Financial
BOKF
$8.74B
$96K ﹤0.01%
1,075
– –
EVRG icon
1878
Evergy
EVRG
$19.2B
$96K ﹤0.01%
1,553
+488
+46% +$32K
NUW icon
1879
Nuveen AMT-Free Municipal Value Fund
NUW
$252M
$96K ﹤0.01%
5,671
– –
TE
1880
T1 Energy
TE
$1.63B
$96K ﹤0.01%
+9,811
New +$90.4K
CDL icon
1881
VictoryShares US Large Cap High Div Volatility Wtd ETF
CDL
$403M
$95K ﹤0.01%
1,678
-25
-1% -$1.44K
FSLY icon
1882
Fastly Inc
FSLY
$3.66B
$95K ﹤0.01%
2,371
-69
-3% -$3.18K
JNPR
1883
DELISTED
Juniper Networks
JNPR
$95K ﹤0.01%
3,508
-461
-12% -$13K
PLNT icon
1884
Planet Fitness
PLNT
$3.78B
$95K ﹤0.01%
1,210
+94
+8% +$7.14K
EGP icon
1885
EastGroup Properties
EGP
$10.9B
$94K ﹤0.01%
566
+11
+2% +$1.91K
FNDX icon
1886
Schwab Fundamental US Large Company Index ETF
FNDX
$27.3B
$94K ﹤0.01%
5,232
+885
+20% +$16.2K
ISCG icon
1887
iShares Morningstar Small-Cap Growth ETF
ISCG
$1.02B
$94K ﹤0.01%
1,920
– –
OPP
1888
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$191M
$94K ﹤0.01%
6,578
– –
PHDG icon
1889
Invesco S&P 500 Downside Hedged ETF
PHDG
$65M
$94K ﹤0.01%
+2,655
New +$96.2K
PKB icon
1890
Invesco Building & Construction ETF
PKB
$399M
$94K ﹤0.01%
2,000
– –
UTF icon
1891
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$94K ﹤0.01%
3,484
+29
+0.8% +$824
ALF
1892
DELISTED
ALFI Inc
ALF
$94K ﹤0.01%
14,335
-361
-2% -$3.35K
NDSN icon
1893
Nordson
NDSN
$17.3B
$93K ﹤0.01%
399
+318
+393% +$73.4K
SEIC icon
1894
SEI Investments
SEIC
$12.6B
$93K ﹤0.01%
1,574
+135
+9% +$8.24K
SITE icon
1895
SiteOne Landscape Supply
SITE
$4.53B
$93K ﹤0.01%
475
+377
+385% +$71.3K
DOX icon
1896
Amdocs
DOX
$6.22B
$92K ﹤0.01%
1,231
-346
-22% -$26.8K
WOLF icon
1897
Wolfspeed
WOLF
$1.71B
$92K ﹤0.01%
1,160
-44
-4% -$3.91K
TA
1898
DELISTED
TravelCenters of America LLC
TA
$92K ﹤0.01%
1,858
– –
MGMT icon
1899
Ballast Small/Mid Cap ETF
MGMT
$177M
$91K ﹤0.01%
2,550
+1,544
+153% +$55.7K
NTNX icon
1900
Nutanix
NTNX
$16.9B
$91K ﹤0.01%
2,430
-184
-7% -$6.96K
74 75
76
77 78

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.