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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLNT icon
1876
Planet Fitness
PLNT
$3.96B
$83K ﹤0.01%
1,116
-17
-2% -$1.35K
QABA icon
1877
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$93.2M
$83K ﹤0.01%
1,511
+6
+0.4% +$347
SGRY icon
1878
Surgery Partners
SGRY
$2.03B
$83K ﹤0.01%
1,260
– –
SIG icon
1879
Signet Jewelers
SIG
$3.76B
$83K ﹤0.01%
1,035
– –
VGM icon
1880
Invesco Trust Investment Grade Municipals
VGM
$564M
$83K ﹤0.01%
+5,923
New +$82.1K
EMHY icon
1881
iShares JPMorgan EM High Yield Bond ETF
EMHY
$627M
$82K ﹤0.01%
+1,802
New +$81.9K
QVCGA
1882
DELISTED
QVC Group Inc Series A
QVCGA
$82K ﹤0.01%
127
-31
-20% -$19.9K
HZNP
1883
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$82K ﹤0.01%
890
-116
-12% -$10.7K
GTN icon
1884
Gray Television
GTN
$552M
$81K ﹤0.01%
3,500
– –
CEM
1885
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$81K ﹤0.01%
+2,800
New +$76.7K
ALG icon
1886
Alamo Group
ALG
$2.05B
$80K ﹤0.01%
+524
New +$81.3K
THQ
1887
abrdn Healthcare Opportunities Fund
THQ
$796M
$80K ﹤0.01%
3,500
– –
RSX
1888
DELISTED
VanEck Russia ETF
RSX
$80K ﹤0.01%
+2,790
New +$76.5K
CLOU icon
1889
Global X Cloud Computing ETF
CLOU
$263M
$79K ﹤0.01%
2,775
+500
+22% +$13.4K
FLRN icon
1890
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.09B
$79K ﹤0.01%
2,581
– –
FNDX icon
1891
Schwab Fundamental US Large Company Index ETF
FNDX
$27.3B
$79K ﹤0.01%
4,347
+102
+2% +$1.84K
LAZR
1892
DELISTED
Luminar Technologies
LAZR
$79K ﹤0.01%
240
+10
+4% +$3.3K
MDYV icon
1893
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.83B
$79K ﹤0.01%
1,173
+318
+37% +$21.8K
MOS icon
1894
The Mosaic Company
MOS
$7.33B
$79K ﹤0.01%
2,498
+301
+14% +$10.2K
NOVA
1895
DELISTED
Sunnova Energy
NOVA
$79K ﹤0.01%
2,100
+1,000
+91% +$33.3K
VNQI icon
1896
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
$79K ﹤0.01%
1,366
+585
+75% +$34K
FENY icon
1897
Fidelity MSCI Energy Index ETF
FENY
$1.94B
$78K ﹤0.01%
5,343
-10,657
-67% -$150K
FYX icon
1898
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.4B
$78K ﹤0.01%
839
+407
+94% +$37.9K
IYY icon
1899
iShares Dow Jones US ETF
IYY
$3.06B
$78K ﹤0.01%
726
– –
EHC icon
1900
Encompass Health
EHC
$12.4B
$77K ﹤0.01%
1,260
+996
+377% +$66.4K
74 75
76
77 78

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.