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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REGI
1876
DELISTED
Renewable Energy Group, Inc.
REGI
$52K ﹤0.01%
800
+300
+60% +$25.7K
BBWI icon
1877
Bath & Body Works
BBWI
$3.89B
$51K ﹤0.01%
1,030
-1,205
-54% -$49.6K
LAMR icon
1878
Lamar Advertising Co
LAMR
$15.7B
$51K ﹤0.01%
563
-12,829
-96% -$1.13M
NVR icon
1879
NVR
NVR
$16.8B
$51K ﹤0.01%
11
+3
+38% +$13.5K
WIMI
1880
WiMi Hologram Cloud
WIMI
$24.8M
$51K ﹤0.01%
+773
New +$64.1K
CBH
1881
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$51K ﹤0.01%
5,000
+2,000
+67% +$20.2K
HR
1882
DELISTED
Healthcare Realty Trust Incorporated
HR
$51K ﹤0.01%
1,684
+384
+30% +$11.6K
CEMB icon
1883
iShares JPMorgan EM Corporate Bond ETF
CEMB
$412M
$50K ﹤0.01%
973
-772
-44% -$40.6K
LPRO
1884
DELISTED
Open Lending Corp
LPRO
$50K ﹤0.01%
1,420
+850
+149% +$32.1K
NTLA icon
1885
Intellia Therapeutics
NTLA
$1.68B
$50K ﹤0.01%
626
+253
+68% +$17K
P
1886
Everpure Inc
P
$32.6B
$50K ﹤0.01%
2,357
+685
+41% +$16.3K
BTX
1887
BlackRock Technology and Private Equity Term Trust
BTX
$1B
$50K ﹤0.01%
+2,500
New +$50.4K
TA
1888
DELISTED
TravelCenters of America LLC
TA
$50K ﹤0.01%
1,858
-446
-19% -$12.9K
HUGS.U
1889
DELISTED
USHG Acquisition Corp. Units, each consisting of one share of Class A Common Stock, and one-third of one Warrant
HUGS.U
$50K ﹤0.01%
+5,000
New +$50.7K
NXQ
1890
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$50K ﹤0.01%
3,126
– –
ALUS
1891
DELISTED
Alussa Energy Acquisition Corp
ALUS
$50K ﹤0.01%
+5,000
New +$55.9K
AGNC icon
1892
AGNC Investment
AGNC
$12.8B
$49K ﹤0.01%
2,970
+1,491
+101% +$24.1K
DTD icon
1893
WisdomTree US Total Dividend Fund
DTD
$1.69B
$49K ﹤0.01%
872
– –
IYT icon
1894
iShares US Transportation ETF
IYT
$2.27B
$49K ﹤0.01%
772
+456
+144% +$26.8K
MCI
1895
Barings Corporate Investors
MCI
$341M
$49K ﹤0.01%
3,538
+62
+2% +$839
MUE
1896
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$49K ﹤0.01%
3,711
– –
NFRA icon
1897
FlexShares STOXX Global Broad Infrastructure Index Fund
NFRA
$3B
$49K ﹤0.01%
883
+531
+151% +$29.1K
RFMZ
1898
RiverNorth Flexible Municipal Income Fund II
RFMZ
$323M
$49K ﹤0.01%
+2,493
New +$50K
PSXP
1899
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$49K ﹤0.01%
1,554
+21
+1% +$594
IAGG icon
1900
iShares Core International Aggregate Bond Fund
IAGG
$11.4B
$48K ﹤0.01%
877
– –
74 75
76
77 78

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.