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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMCB icon
1876
iShares Morningstar Mid-Cap ETF
IMCB
$1.71B
$28K ﹤0.01%
480
– –
LBRT icon
1877
Liberty Energy
LBRT
$3.44B
$28K ﹤0.01%
2,800
-5,275
-65% -$48.1K
SIG icon
1878
Signet Jewelers
SIG
$3.71B
$28K ﹤0.01%
1,035
– –
FIRY
1879
Firy Inc
FIRY
$162M
$28K ﹤0.01%
+70
New +$20.8K
STEW
1880
SRH Total Return Fund
STEW
$1.82B
$28K ﹤0.01%
2,553
+28
+1% +$295
XHB icon
1881
State Street SPDR S&P Homebuilders ETF
XHB
$1.61B
$28K ﹤0.01%
500
– –
CVBF icon
1882
CVB Financial
CVBF
$4B
$27K ﹤0.01%
1,420
– –
EXPO icon
1883
Exponent
EXPO
$3.2B
$27K ﹤0.01%
307
– –
FDT icon
1884
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.31B
$27K ﹤0.01%
488
+8
+2% +$426
IPG
1885
DELISTED
Interpublic Group of Companies
IPG
$27K ﹤0.01%
1,191
-178
-13% -$3.73K
ITEQ icon
1886
Amplify BlueStar Israel Technology ETF
ITEQ
$119M
$27K ﹤0.01%
+400
New +$24.5K
LGI
1887
Lazard Global Total Return & Income Fund
LGI
$240M
$27K ﹤0.01%
1,560
– –
MAA icon
1888
Mid-America Apartment Communities
MAA
$15.3B
$27K ﹤0.01%
222
-22
-9% -$2.71K
MTW icon
1889
Manitowoc
MTW
$694M
$27K ﹤0.01%
2,035
+1,805
+785% +$19.2K
NFG icon
1890
National Fuel Gas
NFG
$7.72B
$27K ﹤0.01%
685
+10
+1% +$416
OPI
1891
DELISTED
Office Properties Income Trust
OPI
$27K ﹤0.01%
1,200
– –
PD icon
1892
PagerDuty
PD
$919M
$27K ﹤0.01%
648
+523
+418% +$17.8K
UNM icon
1893
Unum
UNM
$14.4B
$27K ﹤0.01%
1,212
+2
+0.2% +$41
WSC icon
1894
WillScot Mobile Mini Holdings
WSC
$4.26B
$27K ﹤0.01%
1,190
+10
+0.8% +$202
BFT
1895
DELISTED
Foley Trasimene Acquisition Corp. II
BFT
$27K ﹤0.01%
+1,819
New +$20.7K
NGHC
1896
DELISTED
National General Holdings Corp
NGHC
$27K ﹤0.01%
812
– –
CF icon
1897
CF Industries
CF
$18.2B
$26K ﹤0.01%
698
-112
-14% -$3.7K
CRSR icon
1898
Corsair Gaming
CRSR
$1.43B
$26K ﹤0.01%
+742
New +$22.6K
ISD
1899
PGIM High Yield Bond Fund
ISD
$419M
$26K ﹤0.01%
1,746
+746
+75% +$10.7K
KGC icon
1900
Kinross Gold
KGC
$32.5B
$26K ﹤0.01%
3,650
+1,400
+62% +$11.2K
74 75
76
77 78

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.