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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRON
1876
Cronos Group
CRON
$1.11B
$15K ﹤0.01%
3,150
-142
-4% -$831
CTMX icon
1877
CytomX Therapeutics
CTMX
$750M
$15K ﹤0.01%
+2,349
New +$17.4K
EDIT icon
1878
Editas Medicine
EDIT
$432M
$15K ﹤0.01%
+564
New +$18.4K
FNDE icon
1879
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$10.1B
$15K ﹤0.01%
670
– –
JNPR
1880
DELISTED
Juniper Networks
JNPR
$15K ﹤0.01%
719
-32
-4% -$759
KBH icon
1881
KB Home
KBH
$3.47B
$15K ﹤0.01%
416
– –
KMT icon
1882
Kennametal
KMT
$2.41B
$15K ﹤0.01%
532
– –
MAS icon
1883
Masco
MAS
$14.7B
$15K ﹤0.01%
276
-10,999
-98% -$616K
MMU
1884
Western Asset Managed Municipals Fund
MMU
$552M
$15K ﹤0.01%
1,250
– –
NMFC icon
1885
New Mountain Finance
NMFC
$726M
$15K ﹤0.01%
1,605
– –
POWA icon
1886
Invesco Bloomberg Pricing Power ETF
POWA
$183M
$15K ﹤0.01%
275
– –
PREF icon
1887
Principal Spectrum Preferred Securities Active ETF
PREF
$1.78B
$15K ﹤0.01%
790
+350
+80% +$6.98K
RL icon
1888
Ralph Lauren
RL
$24.2B
$15K ﹤0.01%
227
+160
+239% +$11.4K
SSTK icon
1889
Shutterstock
SSTK
$217M
$15K ﹤0.01%
290
+105
+57% +$4.99K
TENB icon
1890
Tenable Holdings
TENB
$4.04B
$15K ﹤0.01%
403
– –
TEVA icon
1891
Teva Pharmaceuticals
TEVA
$42.1B
$15K ﹤0.01%
1,748
-347
-17% -$3.67K
THG icon
1892
Hanover Insurance
THG
$7.86B
$15K ﹤0.01%
170
– –
UGI icon
1893
UGI
UGI
$7.29B
$15K ﹤0.01%
468
– –
WTM icon
1894
White Mountains Insurance
WTM
$5.04B
$15K ﹤0.01%
20
– –
MDRX
1895
DELISTED
Veradigm Inc. Common Stock
MDRX
$15K ﹤0.01%
1,843
– –
NVTA
1896
DELISTED
Invitae Corporation
NVTA
$15K ﹤0.01%
+363
New +$12.4K
TTCF
1897
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
$15K ﹤0.01%
650
-1,000
-61% -$18.2K
CLR
1898
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$15K ﹤0.01%
1,271
– –
SYKE
1899
DELISTED
SYKES Enterprises Inc
SYKE
$15K ﹤0.01%
444
-68
-13% -$2.1K
DKS icon
1900
Dick's Sporting Goods
DKS
$19.2B
$14K ﹤0.01%
250
– –
74 75
76
77 78

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.