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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+22.25%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$9.56B
AUM Growth
+$1.93B
Cap. Flow
+$413M
Cap. Flow %
4.32%
Top 10 Hldgs %
28.79%
Holding
2,782
New
351
Increased
978
Reduced
783
Closed
156

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$106M
2
DFS
Discover Financial Services
DFS
+$67.7M
3
CCK icon
Crown Holdings
CCK
+$63.5M
4
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$52.9M
5
ACC
American Campus Communities, Inc.
ACC
+$43.9M

Top Sells

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$150M
2
META icon
Meta Platforms (Facebook)
META
+$114M
3
BLK icon
Blackrock
BLK
+$41.6M
4
GSK icon
GSK
GSK
+$41M
5
WFC icon
Wells Fargo
WFC
+$38.1M

Sector Composition

Rank Sector Weight
1 Technology 21.55%
2 Healthcare 15.87%
3 Financials 13.43%
4 Communication Services 10.17%
5 Consumer Discretionary 8.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRAW icon
1876
Traws Pharma
TRAW
$8.1M
$11K ﹤0.01%
53
– –
DISCK
1877
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$11K ﹤0.01%
560
-6
-1% -$117
LMNX
1878
DELISTED
Luminex Corp
LMNX
$11K ﹤0.01%
327
-62
-16% -$1.96K
NID
1879
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$11K ﹤0.01%
839
– –
STL
1880
DELISTED
Sterling Bancorp
STL
$11K ﹤0.01%
933
+17
+2% +$195
ACB
1881
Aurora Cannabis
ACB
$185M
$10K ﹤0.01%
77
– –
AKR icon
1882
Acadia Realty Trust
AKR
$2.84B
$10K ﹤0.01%
737
-2,112
-74% -$26.3K
ALRM icon
1883
Alarm.com
ALRM
$2.85B
$10K ﹤0.01%
151
– –
AXON
1884
Axon Enterprise
AXON
$46.4B
$10K ﹤0.01%
100
– –
AXTA icon
1885
Axalta
AXTA
$8.17B
$10K ﹤0.01%
458
+313
+216% +$6.4K
BURL icon
1886
Burlington
BURL
$23.2B
$10K ﹤0.01%
51
-7,791
-99% -$1.47M
CBRL icon
1887
Cracker Barrel
CBRL
$1.29B
$10K ﹤0.01%
90
-35
-28% -$3.47K
CLOV icon
1888
Clover Health Investments
CLOV
$2.51B
$10K ﹤0.01%
+905
New +$9.73K
DKS icon
1889
Dick's Sporting Goods
DKS
$18.7B
$10K ﹤0.01%
250
– –
ESPR
1890
DELISTED
Esperion Therapeutics
ESPR
$10K ﹤0.01%
200
– –
EXP icon
1891
Eagle Materials
EXP
$6.57B
$10K ﹤0.01%
148
+9
+6% +$566
G icon
1892
Genpact
G
$5.76B
$10K ﹤0.01%
270
-1,200
-82% -$40.6K
GSSC icon
1893
GS ActiveBeta US Small Cap Equity ETF
GSSC
$1.08B
$10K ﹤0.01%
+246
New +$9.09K
GVA icon
1894
Granite Construction
GVA
$5.62B
$10K ﹤0.01%
505
-54
-10% -$915
HAFC icon
1895
Hanmi Financial
HAFC
$946M
$10K ﹤0.01%
1,022
– –
HNI icon
1896
HNI Corp
HNI
$3.59B
$10K ﹤0.01%
+332
New +$8.46K
ILCV icon
1897
iShares Morningstar Value ETF
ILCV
$1.35B
$10K ﹤0.01%
202
– –
JGH icon
1898
Nuveen Global High Income Fund
JGH
$356M
$10K ﹤0.01%
750
– –
LAZ icon
1899
Lazard
LAZ
$4.31B
$10K ﹤0.01%
346
+119
+52% +$3.22K
SPMB icon
1900
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7B
$10K ﹤0.01%
367
– –
74 75
76
77 78

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Rockefeller Capital Management's Q2 2020 Portfolio in Review

As of Q2 2020, Rockefeller Capital Management held 2,782 positions worth $9.56B, up 25% from $7.62B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $413M of net new capital in Q2 2020, opening 351 new positions and adding to 978 existing holdings. Its largest new stake was WisdomTree Emerging Markets ex-State-Owned Enterprises Fund: 214,311 shares worth $6.41M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Comcast, an estimated $150M trimmed.

  • Rockefeller Capital Management's largest Q2 2020 buy was WisdomTree Emerging Markets ex-State-Owned Enterprises Fund: 214,311 shares worth $6.41M.
  • Rockefeller Capital Management added most to Microsoft in Q2 2020, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q2 2020 reduction was Comcast, cutting an estimated $150M.
  • Rockefeller Capital Management fully exited Raytheon Company in Q2 2020, selling an estimated $12.8M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $9.56B portfolio in Q2 2020.
  • Rockefeller Capital Management opened 351 new positions and closed 156 in Q2 2020.
  • Rockefeller Capital Management's portfolio value rose 25% quarter-over-quarter to $9.56B.

Based on Rockefeller Capital Management's 13F filing for Q2 2020, filed 12 Aug 2020.