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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
Cap. Flow
+$264M
Cap. Flow %
3.58%
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103

Top Buys

Rank Stock Value
1
PGR icon
Progressive
PGR
+$141M
2
CHL
China Mobile Limited
CHL
+$85.8M
3
BLK icon
Blackrock
BLK
+$40.3M
4
DE icon
Deere & Co
DE
+$28.7M
5
PAGP icon
Plains GP Holdings
PAGP
+$23.4M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$169M
2
ROST icon
Ross Stores
ROST
+$86.3M
3
V icon
Visa
V
+$69.3M
4
BIIB icon
Biogen
BIIB
+$53.4M
5
CERN
Cerner Corp
CERN
+$45.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.92%
2 Financials 14.94%
3 Communication Services 12.57%
4 Technology 11.57%
5 Industrials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WT icon
1876
WisdomTree
WT
$3.21B
$1K ﹤0.01%
+100
New +$565
FRC
1877
DELISTED
First Republic Bank
FRC
$1K ﹤0.01%
6
-4
-40% -$379
ZNH
1878
DELISTED
China Southern Airlines Company Limited
ZNH
$1K ﹤0.01%
34
– –
GCP
1879
DELISTED
GCP Applied Technologies Inc.
GCP
$1K ﹤0.01%
45
-110
-71% -$2.21K
HNP
1880
DELISTED
Huaneng Power Intl, Inc.
HNP
$1K ﹤0.01%
65
– –
JOBS
1881
DELISTED
51job Inc
JOBS
$1K ﹤0.01%
13
– –
NEOS
1882
DELISTED
Neos Therapeutics, Inc
NEOS
$1K ﹤0.01%
+578
New +$935
TCO
1883
DELISTED
Taubman Centers Inc.
TCO
$1K ﹤0.01%
26
-19
-42% -$774
BGG
1884
DELISTED
Briggs & Stratton Corp.
BGG
$1K ﹤0.01%
+133
New +$983
CHK
1885
DELISTED
Chesapeake Energy Corporation
CHK
$1K ﹤0.01%
4
+3
+300% +$975
MDR
1886
DELISTED
McDermott International
MDR
$1K ﹤0.01%
488
– –
VSTO
1887
DELISTED
Vista Outdoor Inc.
VSTO
$1K ﹤0.01%
+200
New +$1.32K
PEI
1888
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$1K ﹤0.01%
9
-8
-47% -$678
WLL
1889
DELISTED
Whiting Petroleum Corporation
WLL
$1K ﹤0.01%
+1
New +$848
WBK
1890
DELISTED
Westpac Banking Corporation
WBK
$1K ﹤0.01%
55
-401
-88% -$7.85K
TI
1891
DELISTED
Telecom Italia
TI
$1K ﹤0.01%
175
– –
HR
1892
DELISTED
Healthcare Realty Trust Incorporated
HR
$1K ﹤0.01%
+16
New +$524
ADC icon
1893
Agree Realty
ADC
$9.24B
– –
-167
Closed -$11K
ADX icon
1894
Adams Diversified Equity Fund
ADX
$3.18B
– –
-509
Closed -$8K
AEMD icon
1895
Aethlon Medical
AEMD
$1.76M
– –
0
– –
AIN icon
1896
Albany International
AIN
$2.13B
– –
-136
Closed -$11K
ALB icon
1897
Albemarle
ALB
$14B
– –
-587
Closed -$41K
ALV icon
1898
Autoliv
ALV
$9.07B
– –
-430
Closed -$30K
AOD
1899
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
– –
-5,684
Closed -$47K
ARLP icon
1900
Alliance Resource Partners
ARLP
$3.36B
– –
-3,042
Closed -$52K
74 75
76
77 78

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Rockefeller Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.

  • Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
  • Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
  • Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
  • Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
  • Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.

Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.