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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAVE
1851
DELISTED
Spirit Airlines, Inc.
SAVE
– –
-4,288
Closed -$73.6K
SRCL
1852
DELISTED
Stericycle Inc
SRCL
– –
-4,566
Closed -$212K
JWSM
1853
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
– –
-10,396
Closed -$111K
ME
1854
DELISTED
23andMe Holding Co
ME
– –
-6,150
Closed -$215K
SWN
1855
DELISTED
Southwestern Energy Company
SWN
– –
-22,248
Closed -$134K
LSXMK
1856
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
– –
-5,848
Closed -$148K
CBH
1857
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
– –
-11,750
Closed -$101K
GRIN
1858
DELISTED
Grindrod Shipping Holdings Ltd. Ordinary Shares
GRIN
– –
-8
Closed -$69
AFT
1859
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
– –
-14,000
Closed -$181K
LBAI
1860
DELISTED
Lakeland Bancorp Inc
LBAI
– –
-3,729
Closed -$49.9K
FEI
1861
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
– –
-40,639
Closed -$313K
FIF
1862
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
– –
-8,580
Closed -$126K
SPLK
1863
DELISTED
Splunk Inc
SPLK
– –
-78,014
Closed -$8.28M
IBDO
1864
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
– –
-14,149
Closed -$358K
FDEU
1865
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
– –
-10,000
Closed -$131K
KMF
1866
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
– –
-26,496
Closed -$188K
SYNH
1867
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
– –
-6,621
Closed -$279K
RETA
1868
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
– –
-6,534
Closed -$666K
MMP
1869
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
-59,947
Closed -$3.66M
PTRA
1870
DELISTED
Proterra Inc. Common Stock
PTRA
– –
-137,026
Closed -$164K
NSL
1871
DELISTED
NUVEEN SENIOR INCM FD
NSL
– –
-85,072
Closed -$390K
GER
1872
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
– –
-13,702
Closed -$215K
ABB
1873
DELISTED
ABB Ltd
ABB
– –
-597,914
Closed -$23.5M
FRC
1874
DELISTED
First Republic Bank
FRC
– –
-56,911
Closed -$31.3K
HZNP
1875
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-6,755
Closed -$695K
72 73 74
75
76

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.