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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTX icon
1851
Minerals Technologies
MTX
$2.34B
$137K ﹤0.01%
2,271
-10
-0.4% -$567
PTNQ icon
1852
Pacer Trendpilot 100 ETF
PTNQ
$1.26B
$137K ﹤0.01%
2,787
+12
+0.4% +$602
BFK
1853
DELISTED
BlackRock Municipal Income Trust
BFK
$136K ﹤0.01%
13,578
-4,291
-24% -$41.8K
CHKP icon
1854
Check Point Software Technologies
CHKP
$13.1B
$136K ﹤0.01%
1,090
-121
-10% -$15.1K
JLL icon
1855
Jones Lang LaSalle
JLL
$16.7B
$136K ﹤0.01%
858
-67
-7% -$10.7K
SDIV icon
1856
Global X SuperDividend ETF
SDIV
$1.22B
$136K ﹤0.01%
5,676
+176
+3% +$4.23K
WHR icon
1857
Whirlpool
WHR
$2.82B
$136K ﹤0.01%
978
-188
-16% -$26.7K
ATHM icon
1858
Autohome
ATHM
$2.62B
$135K ﹤0.01%
4,438
+357
+9% +$10.6K
ATLC icon
1859
Atlanticus Holdings
ATLC
$1.52B
$135K ﹤0.01%
5,160
– –
DJAN icon
1860
FT Vest US Equity Deep Buffer ETF January
DJAN
$482M
$135K ﹤0.01%
4,465
– –
KD icon
1861
Kyndryl
KD
$3.05B
$135K ﹤0.01%
12,338
-1,606
-12% -$16.2K
AFT
1862
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$135K ﹤0.01%
11,000
-8,000
-42% -$99.9K
GBTG icon
1863
American Express Global Business Travel
GBTG
$4.94B
$134K ﹤0.01%
19,993
+2,394
+14% +$13.2K
HTHT icon
1864
Huazhu Hotels Group
HTHT
$13B
$134K ﹤0.01%
+3,159
New +$114K
JOBY icon
1865
Joby Aviation
JOBY
$8.55B
$134K ﹤0.01%
40,050
+9,350
+30% +$37.9K
CWI icon
1866
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.85B
$133K ﹤0.01%
5,556
+15
+0.3% +$349
MG icon
1867
Mistras Group
MG
$512M
$133K ﹤0.01%
27,080
-749,782
-97% -$3.4M
TECK icon
1868
Teck Resources
TECK
$32.6B
$133K ﹤0.01%
3,556
+1,702
+92% +$58.9K
ASH icon
1869
Ashland
ASH
$3.5B
$132K ﹤0.01%
1,237
– –
BATRA icon
1870
Atlanta Braves Holdings Series A
BATRA
$3.43B
$132K ﹤0.01%
4,041
+41
+1% +$1.3K
CNQ icon
1871
Canadian Natural Resources
CNQ
$93.8B
$132K ﹤0.01%
4,762
-1,798
-27% -$51.4K
DBEU icon
1872
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$799M
$132K ﹤0.01%
3,964
+8
+0.2% +$263
TY icon
1873
TRI-Continental Corp
TY
$1.9B
$132K ﹤0.01%
5,160
+3,000
+139% +$80.2K
WDFC icon
1874
WD-40
WDFC
$3.15B
$132K ﹤0.01%
824
-39
-5% -$6.51K
ALTL icon
1875
Pacer Lunt Large Cap Alternator ETF
ALTL
$92M
$131K ﹤0.01%
3,250
– –
73 74
75
76 77

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.