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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIDU icon
1851
Fidelity MSCI Industrials Index ETF
FIDU
$2.39B
$104K ﹤0.01%
2,017
+6
+0.3% +$325
PINE
1852
Alpine Income Property Trust
PINE
$352M
$104K ﹤0.01%
5,686
+79
+1% +$1.5K
REET icon
1853
iShares Global REIT ETF
REET
$5.11B
$104K ﹤0.01%
3,826
+201
+6% +$5.77K
ROAD icon
1854
Construction Partners
ROAD
$6.77B
$104K ﹤0.01%
3,144
+25
+0.8% +$821
FNDF icon
1855
Schwab Fundamental International Large Company Index ETF
FNDF
$25.7B
$103K ﹤0.01%
3,157
+420
+15% +$13.9K
SKM icon
1856
SK Telecom
SKM
$13.2B
$103K ﹤0.01%
2,101
+1,108
+112% +$53.6K
AIRR icon
1857
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.7B
$102K ﹤0.01%
+2,500
New +$103K
IXP icon
1858
iShares Global Comm Services ETF
IXP
$572M
$102K ﹤0.01%
1,208
+100
+9% +$8.74K
LAC
1859
DELISTED
Lithium Americas Corp. Common Shares
LAC
$102K ﹤0.01%
4,600
+600
+15% +$10.6K
FXU icon
1860
First Trust Utilities AlphaDEX Fund
FXU
$825M
$101K ﹤0.01%
3,437
-9,293
-73% -$289K
SPFF icon
1861
Global X SuperIncome Preferred ETF
SPFF
$141M
$101K ﹤0.01%
8,450
– –
GGN
1862
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
$100K ﹤0.01%
27,059
+259
+1% +$1K
KNSL icon
1863
Kinsale Capital Group
KNSL
$8.51B
$100K ﹤0.01%
621
-66
-10% -$11.4K
OUT icon
1864
Outfront Media
OUT
$5.5B
$100K ﹤0.01%
4,064
– –
TILT icon
1865
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
$2.26B
$100K ﹤0.01%
593
– –
PDSB icon
1866
PDS Biotechnology
PDSB
$43.4M
$99K ﹤0.01%
6,685
– –
VWOB icon
1867
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.25B
$99K ﹤0.01%
1,274
+197
+18% +$15.7K
GLMD icon
1868
Galmed Pharmaceuticals
GLMD
$4.97M
$98K ﹤0.01%
197
– –
ONT
1869
Onterris Inc
ONT
$580M
$98K ﹤0.01%
1,588
– –
PAY icon
1870
Paymentus
PAY
$4.86B
$98K ﹤0.01%
4,000
+3,600
+900% +$102K
HHH icon
1871
Howard Hughes
HHH
$4.03B
$97K ﹤0.01%
1,168
+78
+7% +$6.74K
IBRX icon
1872
ImmunityBio
IBRX
$8.1B
$97K ﹤0.01%
10,000
-100
-1% -$1.1K
JLS icon
1873
Nuveen Mortgage and Income Fund
JLS
$94.7M
$97K ﹤0.01%
4,677
+1
+0% +$21
KIE icon
1874
State Street SPDR S&P Insurance ETF
KIE
$688M
$97K ﹤0.01%
2,578
-329
-11% -$12.7K
VNQI icon
1875
Vanguard Global ex-US Real Estate ETF
VNQI
$3.57B
$97K ﹤0.01%
1,752
+386
+28% +$22.6K
73 74
75
76 77

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.