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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGP
1851
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$55K ﹤0.01%
+1,715
New +$55.5K
AVAV icon
1852
AeroVironment
AVAV
$9.57B
$54K ﹤0.01%
471
+243
+107% +$28.4K
DNOV icon
1853
FT Vest US Equity Deep Buffer ETF November
DNOV
$401M
$54K ﹤0.01%
+1,612
New +$54.1K
FIBK icon
1854
First Interstate BancSystem
FIBK
$3.56B
$54K ﹤0.01%
1,186
+157
+15% +$6.99K
IDEV icon
1855
iShares Core MSCI International Developed Markets ETF
IDEV
$32.5B
$54K ﹤0.01%
850
– –
JMUB icon
1856
JPMorgan Municipal ETF
JMUB
$8.49B
$54K ﹤0.01%
1,000
– –
PR
1857
Permian Resources
PR
$17.8B
$54K ﹤0.01%
+13,000
New +$45.6K
AEPPL
1858
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$54K ﹤0.01%
+1,127
New +$53.7K
SBNY
1859
DELISTED
Signature Bank
SBNY
$54K ﹤0.01%
240
– –
CLIR icon
1860
ClearSign Technologies
CLIR
$26.5M
$53K ﹤0.01%
950
+200
+27% +$8.76K
RACE icon
1861
Ferrari
RACE
$71.5B
$53K ﹤0.01%
258
+59
+30% +$12.1K
UNIT
1862
Uniti Group
UNIT
$2.28B
$53K ﹤0.01%
4,815
+15
+0.3% +$181
WAL icon
1863
Western Alliance Bancorporation
WAL
$8.78B
$53K ﹤0.01%
571
+317
+125% +$26.2K
ATNM icon
1864
Actinium Pharmaceuticals
ATNM
$24.2M
$52K ﹤0.01%
6,881
+3,101
+82% +$26.3K
BJ icon
1865
BJs Wholesale Club
BJ
$12.3B
$52K ﹤0.01%
1,182
-55
-4% -$2.31K
CMRE icon
1866
Costamare
CMRE
$1.74B
$52K ﹤0.01%
5,503
– –
EAGG icon
1867
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.96B
$52K ﹤0.01%
+953
New +$52.8K
FMAY icon
1868
FT Vest US Equity Buffer ETF May
FMAY
$1.45B
$52K ﹤0.01%
+1,500
New +$52.2K
MGY icon
1869
Magnolia Oil & Gas
MGY
$6.16B
$52K ﹤0.01%
4,611
+2,399
+108% +$25K
PEO
1870
Adams Natural Resources Fund
PEO
$750M
$52K ﹤0.01%
3,675
+25
+0.7% +$327
ST icon
1871
Sensata Technologies
ST
$6.66B
$52K ﹤0.01%
918
+191
+26% +$11K
TLTE icon
1872
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
$346M
$52K ﹤0.01%
846
– –
SWN
1873
DELISTED
Southwestern Energy Company
SWN
$52K ﹤0.01%
11,248
+11,000
+4,435% +$44.4K
NOACU
1874
DELISTED
Natural Order Acquisition Corp. Unit
NOACU
$52K ﹤0.01%
+5,000
New +$58.4K
NBLX
1875
DELISTED
Noble Midstream Partners LP
NBLX
$52K ﹤0.01%
3,600
+2,100
+140% +$28.4K
73 74
75
76 77

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.