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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JHG
1851
DELISTED
Janus Henderson
JHG
$30K ﹤0.01%
955
+117
+14% +$3.34K
MATX icon
1852
Matsons
MATX
$6.14B
$30K ﹤0.01%
534
+20
+4% +$1.09K
MXI icon
1853
iShares Global Materials ETF
MXI
$363M
$30K ﹤0.01%
370
+291
+368% +$21.9K
PDBC icon
1854
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.64B
$30K ﹤0.01%
1,971
-251
-11% -$3.57K
SFIX
1855
Stitch Fix
SFIX
$514M
$30K ﹤0.01%
+518
New +$22.2K
RJA
1856
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$30K ﹤0.01%
4,595
– –
RPAI
1857
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$30K ﹤0.01%
3,557
+53
+2% +$387
ATNM icon
1858
Actinium Pharmaceuticals
ATNM
$25.7M
$29K ﹤0.01%
3,780
+1,677
+80% +$18.2K
BCX icon
1859
BlackRock Resources & Commodities Strategy Trust
BCX
$961M
$29K ﹤0.01%
4,040
-9,099
-69% -$59.5K
CWEN.A
1860
DELISTED
Clearway Energy Class A
CWEN.A
$29K ﹤0.01%
1,000
– –
DLS icon
1861
WisdomTree International SmallCap Dividend Fund
DLS
$1.08B
$29K ﹤0.01%
426
-94
-18% -$5.98K
ENOV icon
1862
Enovis
ENOV
$1.44B
$29K ﹤0.01%
464
+452
+3,767% +$26.4K
ENR icon
1863
Energizer
ENR
$1.5B
$29K ﹤0.01%
705
-161
-19% -$6.8K
HELE icon
1864
Helen of Troy
HELE
$683M
$29K ﹤0.01%
133
+32
+32% +$6.59K
LITE icon
1865
Lumentum
LITE
$62.9B
$29K ﹤0.01%
308
+284
+1,183% +$24.5K
UTF icon
1866
Cohen & Steers Infrastructure Fund
UTF
$3.01B
$29K ﹤0.01%
1,153
+35
+3% +$862
CBH
1867
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$29K ﹤0.01%
3,000
– –
CVA
1868
DELISTED
Covanta Holding Corporation
CVA
$29K ﹤0.01%
2,240
– –
AGEN
1869
Agenus
AGEN
$299M
$28K ﹤0.01%
459
– –
ARQT icon
1870
Arcutis Biotherapeutics
ARQT
$3.35B
$28K ﹤0.01%
+1,000
New +$24.5K
AXSM icon
1871
Axsome Therapeutics
AXSM
$11.2B
$28K ﹤0.01%
350
-2,000
-85% -$150K
BCS icon
1872
Barclays
BCS
$94.1B
$28K ﹤0.01%
3,746
+2,492
+199% +$16.7K
DLY
1873
DoubleLine Yield Opportunities Fund
DLY
$690M
$28K ﹤0.01%
+1,517
New +$27.2K
DWAS icon
1874
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$447M
$28K ﹤0.01%
376
-17
-4% -$1.16K
GUNR icon
1875
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.08B
$28K ﹤0.01%
872
– –
73 74
75
76 77

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.