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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAVM icon
1851
PAVmed
PAVM
$34M
$17K ﹤0.01%
22
– –
PGRE
1852
DELISTED
Paramount Group
PGRE
$17K ﹤0.01%
2,500
– –
SINT icon
1853
SiNtx Technologies
SINT
$10.8M
– –
0
– –
IMV
1854
DELISTED
IMV Inc. Common Shares
IMV
$17K ﹤0.01%
400
-100
-20% -$4.5K
HMHC
1855
DELISTED
Houghton Mifflin Harcourt Company
HMHC
$17K ﹤0.01%
+10,000
New +$22.3K
CVA
1856
DELISTED
Covanta Holding Corporation
CVA
$17K ﹤0.01%
2,240
– –
AMCR icon
1857
Amcor
AMCR
$21.8B
$16K ﹤0.01%
299
-2,818
-90% -$153K
CMRC
1858
Commerce.com Inc Series 1
CMRC
$175M
$16K ﹤0.01%
+200
New +$17.5K
FNB icon
1859
FNB Corp
FNB
$6.75B
$16K ﹤0.01%
2,453
-305
-11% -$2.24K
GAN
1860
DELISTED
GAN Ltd
GAN
$16K ﹤0.01%
1,000
– –
HAIN icon
1861
Hain Celestial
HAIN
$53.4M
$16K ﹤0.01%
475
-56
-11% -$1.85K
KBR icon
1862
KBR
KBR
$4.83B
$16K ﹤0.01%
741
+608
+457% +$14.1K
LECO icon
1863
Lincoln Electric
LECO
$15.1B
$16K ﹤0.01%
182
+92
+102% +$8.48K
P
1864
Everpure Inc
P
$32.6B
$16K ﹤0.01%
1,072
+948
+765% +$15.5K
RYAM icon
1865
Rayonier Advanced Materials
RYAM
$593M
$16K ﹤0.01%
5,000
– –
SCL icon
1866
Stepan Co
SCL
$1.47B
$16K ﹤0.01%
155
– –
SHO icon
1867
Sunstone Hotel Investors
SHO
$2.01B
$16K ﹤0.01%
2,117
-464
-18% -$3.68K
SNX icon
1868
TD Synnex
SNX
$20.3B
$16K ﹤0.01%
240
+140
+140% +$8.81K
LBAI
1869
DELISTED
Lakeland Bancorp Inc
LBAI
$16K ﹤0.01%
1,705
– –
NM
1870
DELISTED
Navios Maritime Holdings Inc.
NM
$16K ﹤0.01%
9,270
– –
APHA
1871
DELISTED
Aphria Inc. Common Shares
APHA
$16K ﹤0.01%
3,720
+3,600
+3,000% +$16.8K
BLKB icon
1872
Blackbaud
BLKB
$2.09B
$15K ﹤0.01%
280
+160
+133% +$9.59K
BURL icon
1873
Burlington
BURL
$23.4B
$15K ﹤0.01%
76
+25
+49% +$4.87K
CHH icon
1874
Choice Hotels
CHH
$4.62B
$15K ﹤0.01%
178
+18
+11% +$1.62K
COLL icon
1875
Collegium Pharmaceutical
COLL
$882M
$15K ﹤0.01%
723
+120
+20% +$2.17K
73 74
75
76 77

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.