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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EGAN icon
1851
eGain
EGAN
$192M
$3K ﹤0.01%
441
– –
ES icon
1852
Eversource Energy
ES
$27.1B
$3K ﹤0.01%
+35
New +$2.91K
FRT icon
1853
Federal Realty Investment Trust
FRT
$10.7B
$3K ﹤0.01%
21
-14
-40% -$1.86K
GCC icon
1854
WisdomTree Enhanced Commodity Strategy Fund
GCC
$269M
$3K ﹤0.01%
169
-327
-66% -$5.9K
HI
1855
DELISTED
Hillenbrand
HI
$3K ﹤0.01%
89
-130
-59% -$4.11K
HL icon
1856
Hecla Mining
HL
$9.68B
$3K ﹤0.01%
+1,000
New +$2.45K
HR icon
1857
Healthcare Realty
HR
$7.12B
$3K ﹤0.01%
109
-87
-44% -$2.6K
HWM icon
1858
Howmet Aerospace
HWM
$115B
$3K ﹤0.01%
138
+52
+60% +$1.16K
ICHR icon
1859
Ichor Holdings
ICHR
$2.8B
$3K ﹤0.01%
+100
New +$2.98K
IMCG icon
1860
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.98B
$3K ﹤0.01%
+60
New +$2.52K
KTOS icon
1861
Kratos Defense & Security Solutions
KTOS
$9.23B
$3K ﹤0.01%
156
– –
LYV icon
1862
Live Nation Entertainment
LYV
$42.3B
$3K ﹤0.01%
+47
New +$3.19K
MTDR icon
1863
Matador Resources
MTDR
$6.06B
$3K ﹤0.01%
145
-328
-69% -$4.9K
MUFG icon
1864
Mitsubishi UFJ Financial
MUFG
$254B
$3K ﹤0.01%
500
-3,337
-87% -$17.6K
ONCY
1865
Oncolytics Biotech
ONCY
$92.5M
$3K ﹤0.01%
+651
New +$735
PCG icon
1866
PG&E
PCG
$38.4B
$3K ﹤0.01%
264
– –
PLAG icon
1867
Planet Green Holdings
PLAG
$8.25M
$3K ﹤0.01%
110
– –
POOL icon
1868
Pool Corp
POOL
$7.11B
$3K ﹤0.01%
14
– –
RIGL icon
1869
Rigel Pharmaceuticals
RIGL
$693M
$3K ﹤0.01%
150
– –
SAIC icon
1870
Saic
SAIC
$5.08B
$3K ﹤0.01%
37
– –
SUPN icon
1871
Supernus Pharmaceuticals
SUPN
$2.67B
$3K ﹤0.01%
130
-1,163
-90% -$28.2K
TDY icon
1872
Teledyne Technologies
TDY
$31.1B
$3K ﹤0.01%
+9
New +$3.02K
TMUS icon
1873
T-Mobile US
TMUS
$190B
$3K ﹤0.01%
+32
New +$2.52K
TRI icon
1874
Thomson Reuters
TRI
$44.4B
$3K ﹤0.01%
+45
New +$3.28K
TTI icon
1875
TETRA Technologies
TTI
$1.15B
$3K ﹤0.01%
1,716
– –
73 74
75
76 77

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Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.