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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
Cap. Flow
+$264M
Cap. Flow %
3.58%
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103

Top Buys

Rank Stock Value
1
PGR icon
Progressive
PGR
+$141M
2
CHL
China Mobile Limited
CHL
+$85.8M
3
BLK icon
Blackrock
BLK
+$40.3M
4
DE icon
Deere & Co
DE
+$28.7M
5
PAGP icon
Plains GP Holdings
PAGP
+$23.4M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$169M
2
ROST icon
Ross Stores
ROST
+$86.3M
3
V icon
Visa
V
+$69.3M
4
BIIB icon
Biogen
BIIB
+$53.4M
5
CERN
Cerner Corp
CERN
+$45.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.92%
2 Financials 14.94%
3 Communication Services 12.57%
4 Technology 11.57%
5 Industrials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LPL icon
1851
LG Display
LPL
$3B
$1K ﹤0.01%
158
– –
LXP icon
1852
LXP Industrial Trust
LXP
$3.57B
$1K ﹤0.01%
21
– –
MAT icon
1853
Mattel
MAT
$4.38B
$1K ﹤0.01%
78
-14
-15% -$160
MKSI icon
1854
MKS Inc
MKSI
$20.1B
$1K ﹤0.01%
14
-441
-97% -$36.4K
MREO
1855
Mereo BioPharma
MREO
$54.7M
$1K ﹤0.01%
+358
New +$1.08K
NWG icon
1856
NatWest
NWG
$75.4B
$1K ﹤0.01%
135
– –
PAYC icon
1857
Paycom
PAYC
$7.64B
$1K ﹤0.01%
5
– –
PDD icon
1858
Pinduoduo
PDD
$126B
$1K ﹤0.01%
39
– –
PID icon
1859
Invesco International Dividend Achievers ETF
PID
$923M
$1K ﹤0.01%
+60
New +$956
PRTA icon
1860
Prothena Corp
PRTA
$425M
$1K ﹤0.01%
+85
New +$755
QSR icon
1861
Restaurant Brands International
QSR
$25.7B
$1K ﹤0.01%
17
– –
R icon
1862
Ryder
R
$9.83B
$1K ﹤0.01%
+13
New +$679
RLJ icon
1863
RLJ Lodging Trust
RLJ
$1.86B
$1K ﹤0.01%
85
-52
-38% -$883
SGMO
1864
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$1K ﹤0.01%
+100
New +$1.12K
SSL icon
1865
Sasol
SSL
$7.5B
$1K ﹤0.01%
76
– –
STM icon
1866
STMicroelectronics
STM
$46.7B
$1K ﹤0.01%
70
– –
TAL icon
1867
TAL Education Group
TAL
$6.93B
$1K ﹤0.01%
35
– –
TBT icon
1868
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$315M
$1K ﹤0.01%
+39
New +$1.03K
TDS icon
1869
Telephone and Data Systems
TDS
$3.82B
$1K ﹤0.01%
39
-36
-48% -$1K
TOWN icon
1870
Towne Bank
TOWN
$3.46B
$1K ﹤0.01%
+38
New +$1.03K
VGI
1871
Virtus Global Multi-Sector Income Fund
VGI
$81.9M
$1K ﹤0.01%
+91
New +$1.16K
VIPS icon
1872
Vipshop
VIPS
$7.37B
$1K ﹤0.01%
142
– –
VNO icon
1873
Vornado Realty Trust
VNO
$7.41B
$1K ﹤0.01%
12
-8
-40% -$503
VTIP icon
1874
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1K ﹤0.01%
+26
New +$1.28K
VWOB icon
1875
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.14B
$1K ﹤0.01%
+12
New +$968
73 74
75
76 77

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Rockefeller Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.

  • Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
  • Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
  • Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
  • Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
  • Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.

Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.