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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WDC icon
1826
Western Digital
WDC
$156B
– –
-6,730
Closed -$193K
WLKP icon
1827
Westlake Chemical Partners
WLKP
$752M
– –
-5,122
Closed -$111K
WSBC icon
1828
WesBanco
WSBC
$4B
– –
-5,027
Closed -$129K
WST icon
1829
West Pharmaceutical
WST
$24.5B
– –
-9,106
Closed -$3.48M
WTFC icon
1830
Wintrust Financial
WTFC
$10.7B
– –
-7,336
Closed -$533K
WTV icon
1831
WisdomTree US Value Fund
WTV
$3.33B
– –
-5,786
Closed -$362K
XHE icon
1832
State Street SPDR S&P Health Care Equipment ETF
XHE
$160M
– –
-5,486
Closed -$540K
XMHQ icon
1833
Invesco S&P MidCap Quality ETF
XMHQ
$5.56B
– –
-8,487
Closed -$685K
XMLV icon
1834
Invesco S&P MidCap Low Volatility ETF
XMLV
$746M
– –
-9,117
Closed -$472K
XMMO icon
1835
Invesco S&P MidCap Momentum ETF
XMMO
$7.41B
– –
-4,850
Closed -$386K
XSLV icon
1836
Invesco S&P SmallCap Low Volatility ETF
XSLV
$247M
– –
-5,250
Closed -$209K
XT icon
1837
iShares Future Exponential Technologies ETF
XT
$3.91B
– –
-8,603
Closed -$478K
YEXT icon
1838
Yext
YEXT
$558M
– –
-13,482
Closed -$152K
Z icon
1839
Zillow
Z
$7.52B
– –
-8,258
Closed -$415K
ZBH icon
1840
Zimmer Biomet
ZBH
$18.5B
– –
-11,115
Closed -$1.62M
ZS icon
1841
Zscaler
ZS
$26.3B
– –
-8,220
Closed -$1.1M
CNR
1842
Core Natural Resources Inc
CNR
$4.47B
– –
-7,353
Closed -$499K
GAP
1843
The Gap Inc
GAP
$7.39B
– –
-17,151
Closed -$153K
BNT
1844
Brookfield Wealth Solutions
BNT
$12.2B
– –
-3,042
Closed -$68.7K
QQQH
1845
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$382M
– –
-2,542
Closed -$110K
LGF.B
1846
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
– –
-19,213
Closed -$160K
BERY
1847
DELISTED
Berry Global Group, Inc.
BERY
– –
-10,282
Closed -$608K
ENFN
1848
DELISTED
Enfusion, Inc.
ENFN
– –
-12,000
Closed -$135K
ACCD
1849
DELISTED
Accolade Inc
ACCD
– –
-3,127
Closed -$42.1K
CTLT
1850
DELISTED
CATALENT, INC.
CTLT
– –
-10,136
Closed -$439K
72 73
74
75 76

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.