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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AADR icon
1826
AdvisorShares Dorsey Wright ADR ETF
AADR
$38.8M
$108K ﹤0.01%
1,708
+5
+0.3% +$333
FLC
1827
Flaherty & Crumrine Total Return Fund
FLC
$175M
$108K ﹤0.01%
4,531
-11,350
-71% -$273K
LEA icon
1828
Lear
LEA
$8.18B
$108K ﹤0.01%
692
-528
-43% -$86.4K
MAA icon
1829
Mid-America Apartment Communities
MAA
$15.7B
$108K ﹤0.01%
586
+19
+3% +$3.57K
PALL icon
1830
abrdn Physical Palladium Shares ETF
PALL
$681M
$108K ﹤0.01%
3,045
+165
+6% +$7.53K
REZI icon
1831
Resideo Technologies
REZI
$3.95B
$108K ﹤0.01%
4,396
-372
-8% -$10.8K
RNLX
1832
DELISTED
Renalytix plc American Depositary Shares
RNLX
$108K ﹤0.01%
5,400
– –
BFK
1833
DELISTED
BlackRock Municipal Income Trust
BFK
$107K ﹤0.01%
7,265
– –
BGB
1834
Blackstone Strategic Credit 2027 Term Fund
BGB
$503M
$107K ﹤0.01%
7,759
+2,759
+55% +$38.3K
DFJ icon
1835
WisdomTree Japan SmallCap Dividend Fund
DFJ
$400M
$107K ﹤0.01%
1,401
+601
+75% +$45.9K
DXC icon
1836
DXC Technology
DXC
$1.73B
$107K ﹤0.01%
3,221
-31
-1% -$1.17K
FXE icon
1837
Invesco CurrencyShares Euro Currency Trust
FXE
$341M
$107K ﹤0.01%
1,000
– –
MMD
1838
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$107K ﹤0.01%
4,897
+303
+7% +$6.81K
PFM icon
1839
Invesco Dividend Achievers ETF
PFM
$808M
$107K ﹤0.01%
3,000
– –
TXT icon
1840
Textron
TXT
$15.4B
$107K ﹤0.01%
1,540
+176
+13% +$12.4K
BEAM icon
1841
Beam Therapeutics
BEAM
$2.84B
$106K ﹤0.01%
1,228
– –
DEW icon
1842
WisdomTree Global High Dividend Fund
DEW
$155M
$106K ﹤0.01%
2,273
-67
-3% -$3.25K
IYLD icon
1843
iShares Morningstar Multi-Asset Income ETF
IYLD
$126M
$106K ﹤0.01%
4,438
+29
+0.7% +$703
PMX
1844
DELISTED
PIMCO Municipal Income Fund III
PMX
$106K ﹤0.01%
8,500
-1,000
-11% -$12.9K
BERY
1845
DELISTED
Berry Global Group, Inc.
BERY
$106K ﹤0.01%
1,912
-41
-2% -$2.43K
AVIR icon
1846
Atea Pharmaceuticals
AVIR
$420M
$105K ﹤0.01%
3,000
– –
BATRK icon
1847
Atlanta Braves Holdings Series B
BATRK
$3.21B
$105K ﹤0.01%
4,000
– –
DBA icon
1848
Invesco DB Agriculture Fund
DBA
$1.23B
$105K ﹤0.01%
5,525
– –
FUTY icon
1849
Fidelity MSCI Utilities Index ETF
FUTY
$2.29B
$105K ﹤0.01%
2,560
-219
-8% -$9.45K
BSCO
1850
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$105K ﹤0.01%
4,762
– –
72 73
74
75 76

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.