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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TPH
1826
DELISTED
Tri Pointe Homes
TPH
$33K ﹤0.01%
1,950
+800
+70% +$14.1K
TY icon
1827
TRI-Continental Corp
TY
$1.9B
$33K ﹤0.01%
1,152
+24
+2% +$671
USA icon
1828
Liberty All-Star Equity Fund
USA
$1.87B
$33K ﹤0.01%
4,865
– –
USO icon
1829
United States Oil Fund
USO
$1.79B
$33K ﹤0.01%
1,012
– –
VSS icon
1830
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$12B
$33K ﹤0.01%
278
-62
-18% -$7.01K
BANX
1831
ArrowMark Financial
BANX
$197M
$32K ﹤0.01%
1,700
– –
CDE icon
1832
Coeur Mining
CDE
$18.9B
$32K ﹤0.01%
3,125
– –
LILA icon
1833
Liberty Latin America Class A
LILA
$1.68B
$32K ﹤0.01%
4,289
+2,944
+219% +$21.8K
NVR icon
1834
NVR
NVR
$17B
$32K ﹤0.01%
8
– –
SCHF icon
1835
Schwab International Equity ETF
SCHF
$68.8B
$32K ﹤0.01%
1,808
-18
-1% -$304
SMFG icon
1836
Sumitomo Mitsui Financial
SMFG
$161B
$32K ﹤0.01%
5,448
-490
-8% -$2.88K
SBNY
1837
DELISTED
Signature Bank
SBNY
$32K ﹤0.01%
240
-2
-0.8% -$209
AZTA icon
1838
Azenta
AZTA
$1.55B
$31K ﹤0.01%
460
– –
CHDN icon
1839
Churchill Downs
CHDN
$6.17B
$31K ﹤0.01%
324
+52
+19% +$4.72K
FLGB icon
1840
Franklin FTSE United Kingdom ETF
FLGB
$931M
$31K ﹤0.01%
+1,398
New +$29.3K
LSTR icon
1841
Landstar System
LSTR
$5.99B
$31K ﹤0.01%
233
+26
+13% +$3.41K
SEIC icon
1842
SEI Investments
SEIC
$12.6B
$31K ﹤0.01%
556
+198
+55% +$10.8K
SPHR icon
1843
Sphere Entertainment
SPHR
$5.95B
$31K ﹤0.01%
300
– –
INFN
1844
DELISTED
Infinera Corporation Common Stock
INFN
$31K ﹤0.01%
3,039
+1,239
+69% +$9.82K
STOR
1845
DELISTED
STORE Capital Corporation
STOR
$31K ﹤0.01%
932
+548
+143% +$16.7K
BRX icon
1846
Brixmor Property Group
BRX
$9.08B
$30K ﹤0.01%
1,857
-204
-10% -$2.9K
FJUL icon
1847
FT Vest US Equity Buffer ETF July
FJUL
$1.26B
$30K ﹤0.01%
920
– –
FUTY icon
1848
Fidelity MSCI Utilities Index ETF
FUTY
$2.27B
$30K ﹤0.01%
+753
New +$30.6K
GTO icon
1849
Invesco Total Return Bond ETF
GTO
$2.47B
$30K ﹤0.01%
534
+12
+2% +$697
IGLB icon
1850
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.78B
$30K ﹤0.01%
412
+298
+261% +$21.3K
72 73
74
75 76

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.