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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSIE icon
1826
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.13B
$18K ﹤0.01%
+671
New +$18.9K
JHG
1827
DELISTED
Janus Henderson
JHG
$18K ﹤0.01%
838
– –
KALV
1828
DELISTED
KalVista Pharmaceuticals
KALV
$18K ﹤0.01%
1,500
– –
MAIN icon
1829
Main Street Capital
MAIN
$5.44B
$18K ﹤0.01%
+628
New +$19.2K
PINC
1830
DELISTED
Premier
PINC
$18K ﹤0.01%
568
+213
+60% +$7.08K
SEIC icon
1831
SEI Investments
SEIC
$12.6B
$18K ﹤0.01%
358
-66
-16% -$3.49K
UI icon
1832
Ubiquiti
UI
$34.5B
$18K ﹤0.01%
113
+19
+20% +$3.35K
ZBRA icon
1833
Zebra Technologies
ZBRA
$17.9B
$18K ﹤0.01%
75
+38
+103% +$10.2K
HIE
1834
DELISTED
Miller/Howard High Income Equity Fund
HIE
$18K ﹤0.01%
3,000
– –
TWOU
1835
DELISTED
2U Inc
TWOU
$18K ﹤0.01%
18
+10
+125% +$11.9K
DISCK
1836
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$18K ﹤0.01%
942
+382
+68% +$7.54K
ETFC
1837
DELISTED
E*Trade Financial Corporation
ETFC
$18K ﹤0.01%
366
-453
-55% -$23.6K
TCF
1838
DELISTED
TCF Financial Corporation Common Stock
TCF
$18K ﹤0.01%
805
+86
+12% +$2.3K
AFG icon
1839
American Financial Group
AFG
$11.9B
$17K ﹤0.01%
260
– –
ALEC icon
1840
Alector
ALEC
$189M
$17K ﹤0.01%
+1,664
New +$26.9K
BGR icon
1841
BlackRock Energy and Resources Trust
BGR
$422M
$17K ﹤0.01%
2,888
+276
+11% +$1.89K
BMO icon
1842
Bank of Montreal
BMO
$127B
$17K ﹤0.01%
300
-113
-27% -$6.54K
ES icon
1843
Eversource Energy
ES
$26.8B
$17K ﹤0.01%
213
+3
+1% +$257
ESS icon
1844
Essex Property Trust
ESS
$18.2B
$17K ﹤0.01%
88
-1,297
-94% -$283K
INDY icon
1845
iShares S&P India Nifty 50 Index Fund
INDY
$565M
$17K ﹤0.01%
494
-6,542
-93% -$223K
JLL icon
1846
Jones Lang LaSalle
JLL
$16.4B
$17K ﹤0.01%
187
+19
+11% +$1.91K
LGND icon
1847
Ligand Pharmaceuticals
LGND
$6.42B
$17K ﹤0.01%
313
+162
+107% +$11.1K
MORN icon
1848
Morningstar
MORN
$7.54B
$17K ﹤0.01%
+107
New +$16.9K
NFRA icon
1849
FlexShares STOXX Global Broad Infrastructure Index Fund
NFRA
$3B
$17K ﹤0.01%
352
-638
-64% -$31.9K
OPEN icon
1850
Opendoor
OPEN
$3.38B
$17K ﹤0.01%
935
– –
72 73
74
75 76

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.