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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
Cap. Flow
+$1.41B
Cap. Flow %
18.48%
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$276M
2
VZ icon
Verizon
VZ
+$238M
3
GSK icon
GSK
GSK
+$162M
4
WTW icon
Willis Towers Watson
WTW
+$146M
5
DIS icon
Walt Disney
DIS
+$122M

Top Sells

Rank Stock Value
1
LUV icon
Southwest Airlines
LUV
+$166M
2
RCL icon
Royal Caribbean
RCL
+$140M
3
CVS icon
CVS Health
CVS
+$94M
4
RGA icon
Reinsurance Group of America
RGA
+$90M
5
CMA
Comerica
CMA
+$83.4M

Sector Composition

Rank Sector Weight
1 Technology 17.47%
2 Healthcare 17.24%
3 Communication Services 13.96%
4 Financials 13.7%
5 Consumer Discretionary 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RAD
1826
DELISTED
Rite Aid Corporation
RAD
$8K ﹤0.01%
550
– –
SDC
1827
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$8K ﹤0.01%
1,750
+1,000
+133% +$9.86K
DEX
1828
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$8K ﹤0.01%
1,137
– –
ENBL
1829
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$8K ﹤0.01%
3,270
– –
PTLA
1830
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
$8K ﹤0.01%
1,119
+215
+24% +$2.68K
BEAT
1831
DELISTED
BioTelemetry, Inc.
BEAT
$8K ﹤0.01%
200
– –
AGZ icon
1832
iShares Agency Bond ETF
AGZ
$565M
$7K ﹤0.01%
54
– –
ANGL icon
1833
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.11B
$7K ﹤0.01%
+291
New +$8.32K
AVT icon
1834
Avnet
AVT
$7.92B
$7K ﹤0.01%
290
+1
+0.3% +$34
AXON
1835
Axon Enterprise
AXON
$46.4B
$7K ﹤0.01%
100
-14
-12% -$1.05K
BBJP icon
1836
JPMorgan BetaBuilders Japan ETF
BBJP
$18.9B
$7K ﹤0.01%
174
+59
+51% +$2.69K
BCC icon
1837
Boise Cascade
BCC
$3.02B
$7K ﹤0.01%
292
+1
+0.3% +$34
BCRX icon
1838
BioCryst Pharmaceuticals
BCRX
$2.4B
$7K ﹤0.01%
+3,300
New +$9.09K
BLKB icon
1839
Blackbaud
BLKB
$2.08B
$7K ﹤0.01%
120
-134
-53% -$9.48K
BYD icon
1840
Boyd Gaming
BYD
$6.06B
$7K ﹤0.01%
498
-968
-66% -$24.8K
CGC
1841
Canopy Growth
CGC
$410M
$7K ﹤0.01%
45
-8
-15% -$1.5K
CMBS icon
1842
iShares CMBS ETF
CMBS
$472M
$7K ﹤0.01%
129
-84
-39% -$4.5K
ECH icon
1843
iShares MSCI Chile ETF
ECH
$1.06B
$7K ﹤0.01%
300
– –
EEFT icon
1844
Euronet Worldwide
EEFT
$2.7B
$7K ﹤0.01%
+81
New +$10.7K
EYPT icon
1845
EyePoint Inc
EYPT
$1.2B
$7K ﹤0.01%
700
– –
FLR icon
1846
Fluor
FLR
$7.96B
$7K ﹤0.01%
1,079
-43
-4% -$600
GMF icon
1847
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$438M
$7K ﹤0.01%
82
– –
HCKT icon
1848
Hackett Group
HCKT
$287M
$7K ﹤0.01%
+539
New +$8.09K
HCM icon
1849
HUTCHMED
HCM
$2.17B
$7K ﹤0.01%
400
-51
-11% -$1.23K
IHDG icon
1850
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.25B
$7K ﹤0.01%
215
– –
72 73
74
75 76

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Rockefeller Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.

  • Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
  • Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
  • Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
  • Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
  • Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.

Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.