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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPSC icon
1826
SPS Commerce
SPSC
$2.72B
$4K ﹤0.01%
64
+16
+33% +$851
SXT icon
1827
Sensient Technologies
SXT
$5.37B
$4K ﹤0.01%
55
-113
-67% -$7.23K
TRIP icon
1828
TripAdvisor
TRIP
$1.69B
$4K ﹤0.01%
+142
New +$4.78K
WDAY icon
1829
Workday
WDAY
$40.8B
$4K ﹤0.01%
+25
New +$4.15K
WHR icon
1830
Whirlpool
WHR
$2.54B
$4K ﹤0.01%
26
+2
+8% +$302
WYNN icon
1831
Wynn Resorts
WYNN
$10.2B
$4K ﹤0.01%
+32
New +$3.89K
QTTB icon
1832
Q32 Bio
QTTB
$450M
$4K ﹤0.01%
10
– –
SUM
1833
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$4K ﹤0.01%
+191
New +$4.33K
MOR
1834
DELISTED
MorphoSys AG American Depositary Shares
MOR
$4K ﹤0.01%
+111
New +$3.32K
IMGN
1835
DELISTED
Immunogen Inc
IMGN
$4K ﹤0.01%
781
-109
-12% -$370
AVTA
1836
DELISTED
Avantax, Inc. Common Stock
AVTA
$4K ﹤0.01%
145
-268
-65% -$6K
EVOP
1837
DELISTED
EVO Payments, Inc. Class A Common Stock
EVOP
$4K ﹤0.01%
150
– –
ACC
1838
DELISTED
American Campus Communities, Inc.
ACC
$4K ﹤0.01%
80
-210
-72% -$10K
TVTY
1839
DELISTED
Tivity Health, Inc. Common Stock
TVTY
$4K ﹤0.01%
208
-461
-69% -$8.63K
CXP
1840
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$4K ﹤0.01%
185
-456
-71% -$9.35K
TBIO
1841
DELISTED
Translate Bio, Inc. Common Stock
TBIO
$4K ﹤0.01%
521
– –
SWI
1842
DELISTED
SolarWinds Corporation Common Stock
SWI
$4K ﹤0.01%
190
– –
IBDN
1843
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$4K ﹤0.01%
155
-1,161
-88% -$29.4K
VG
1844
DELISTED
Vonage Holdings Corporation
VG
$4K ﹤0.01%
529
-1,270
-71% -$11K
AAT
1845
American Assets Trust
AAT
$1.47B
$3K ﹤0.01%
66
– –
BBAX icon
1846
JPMorgan BetaBuilders Developed Asia Pacific-ex Japan ETF
BBAX
$6.71B
$3K ﹤0.01%
+58
New +$2.93K
BTE icon
1847
Baytex Energy
BTE
$3.12B
$3K ﹤0.01%
+2,020
New +$2.5K
CNNE icon
1848
Cannae Holdings
CNNE
$655M
$3K ﹤0.01%
+85
New +$2.79K
CRUS icon
1849
Cirrus Logic
CRUS
$6.42B
$3K ﹤0.01%
+32
New +$2.17K
DY icon
1850
Dycom Industries
DY
$12.5B
$3K ﹤0.01%
55
-141
-72% -$6.86K
72 73
74
75 76

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Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.