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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
Cap. Flow
+$264M
Cap. Flow %
3.58%
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103

Top Buys

Rank Stock Value
1
PGR icon
Progressive
PGR
+$141M
2
CHL
China Mobile Limited
CHL
+$85.8M
3
BLK icon
Blackrock
BLK
+$40.3M
4
DE icon
Deere & Co
DE
+$28.7M
5
PAGP icon
Plains GP Holdings
PAGP
+$23.4M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$169M
2
ROST icon
Ross Stores
ROST
+$86.3M
3
V icon
Visa
V
+$69.3M
4
BIIB icon
Biogen
BIIB
+$53.4M
5
CERN
Cerner Corp
CERN
+$45.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.92%
2 Financials 14.94%
3 Communication Services 12.57%
4 Technology 11.57%
5 Industrials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVEO icon
1826
Civeo
CVEO
$339M
$1K ﹤0.01%
48
– –
CWK icon
1827
Cushman & Wakefield Ltd
CWK
$3.18B
$1K ﹤0.01%
75
– –
CYH icon
1828
Community Health Systems
CYH
$412M
$1K ﹤0.01%
396
– –
CYBR
1829
DELISTED
CyberArk
CYBR
$1K ﹤0.01%
15
– –
DBP icon
1830
Invesco DB Precious Metals Fund
DBP
$237M
$1K ﹤0.01%
+15
New +$615
DEA
1831
Easterly Government Properties
DEA
$1.17B
$1K ﹤0.01%
26
-20
-43% -$993
DPG
1832
Duff & Phelps Utility and Infrastructure Fund
DPG
$523M
$1K ﹤0.01%
+88
New +$1.37K
EC icon
1833
Ecopetrol
EC
$34.1B
$1K ﹤0.01%
48
– –
ELME
1834
Elme Communities
ELME
$146M
$1K ﹤0.01%
46
-35
-43% -$945
ENIC icon
1835
Enel Chile
ENIC
$6.24B
$1K ﹤0.01%
348
– –
ENVB icon
1836
Enveric Biosciences
ENVB
$6.45M
– –
0
– –
ESGE icon
1837
iShares ESG Aware MSCI EM ETF
ESGE
$6.61B
$1K ﹤0.01%
+20
New +$657
EZPW icon
1838
Ezcorp Inc
EZPW
$1.86B
$1K ﹤0.01%
+200
New +$1.71K
FET icon
1839
Forum Energy Technologies
FET
$791M
$1K ﹤0.01%
22
– –
GEG icon
1840
Great Elm Group
GEG
$74M
$1K ﹤0.01%
+138
New +$535
GGB icon
1841
Gerdau
GGB
$9.93B
$1K ﹤0.01%
564
– –
GHYG icon
1842
iShares US & Intl High Yield Corp Bond ETF
GHYG
$198M
$1K ﹤0.01%
25
– –
GME icon
1843
GameStop
GME
$8.55B
$1K ﹤0.01%
+1,016
New +$1.1K
HTHT icon
1844
Huazhu Hotels Group
HTHT
$13.1B
$1K ﹤0.01%
27
– –
ICL icon
1845
ICL Group
ICL
$6.56B
$1K ﹤0.01%
190
– –
INFY icon
1846
Infosys
INFY
$49.6B
$1K ﹤0.01%
87
-458
-84% -$5.16K
JOE icon
1847
St. Joe Company
JOE
$3.64B
$1K ﹤0.01%
+65
New +$1.15K
LAMR icon
1848
Lamar Advertising Co
LAMR
$16B
$1K ﹤0.01%
13
-13
-50% -$1.03K
LE icon
1849
Lands' End
LE
$382M
$1K ﹤0.01%
+48
New +$507
LEO
1850
BNY Mellon Strategic Municipals
LEO
$384M
$1K ﹤0.01%
+76
New +$644
72 73
74
75 76

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Rockefeller Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.

  • Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
  • Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
  • Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
  • Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
  • Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.

Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.