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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TENB icon
1801
Tenable Holdings
TENB
$3.97B
– –
-5,819
Closed -$162K
TGTX icon
1802
TG Therapeutics
TGTX
$7.64B
– –
-21
Closed -$541
TMCI icon
1803
Treace Medical Concepts
TMCI
$310M
– –
-11,599
Closed -$204K
TMDX icon
1804
Transmedics
TMDX
$2.65B
– –
-8,533
Closed -$603K
TPIC
1805
DELISTED
TPI Composites
TPIC
– –
-6,395
Closed -$66.3K
TRIP icon
1806
TripAdvisor
TRIP
$1.63B
– –
-14,544
Closed -$179K
TTWO icon
1807
Take-Two Interactive
TTWO
$43.9B
– –
-6,688
Closed -$984K
TWST icon
1808
Twist Bioscience
TWST
$7.21B
– –
-10,144
Closed -$147K
TY icon
1809
TRI-Continental Corp
TY
$1.9B
– –
-5,866
Closed -$161K
TYG
1810
Tortoise Energy Infrastructure Corp
TYG
$1.06B
– –
-10,059
Closed -$248K
UBSI icon
1811
United Bankshares
UBSI
$6.72B
– –
-8,806
Closed -$261K
ULST icon
1812
State Street Ultra Short Term Bond ETF
ULST
$526M
– –
-22,228
Closed -$895K
UNFI icon
1813
United Natural Foods
UNFI
$2.91B
– –
-5,580
Closed -$109K
UPWK icon
1814
Upwork
UPWK
$1.18B
– –
-17,617
Closed -$102K
USFD icon
1815
US Foods
USFD
$22.1B
– –
-345
Closed -$15.2K
VKTX icon
1816
Viking Therapeutics
VKTX
$3.91B
– –
-7,527
Closed -$122K
VLY icon
1817
Valley National Bancorp
VLY
$8.17B
– –
-1,987,509
Closed -$15.4M
VNM icon
1818
VanEck Vietnam ETF
VNM
$506M
– –
-11,930
Closed -$159K
VNT icon
1819
Vontier
VNT
$4.73B
– –
-9,029
Closed -$291K
VONE icon
1820
Vanguard Russell 1000 ETF
VONE
$8.53B
– –
-5,873
Closed -$1.18M
VOYA icon
1821
Voya Financial
VOYA
$9.08B
– –
-6,509
Closed -$467K
VTR icon
1822
Ventas
VTR
$47.5B
– –
-6,916
Closed -$327K
VVR icon
1823
Invesco Senior Income Trust
VVR
$459M
– –
-36,945
Closed -$142K
VWOB icon
1824
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.18B
– –
-7,513
Closed -$452K
WBS icon
1825
Webster Financial
WBS
$12.8B
– –
-6,710
Closed -$253K
71 72
73
74 75

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.