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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EDIT icon
1801
Editas Medicine
EDIT
$442M
$152K ﹤0.01%
17,154
-1,765
-9% -$19.4K
FCG icon
1802
First Trust Natural Gas ETF
FCG
$614M
$152K ﹤0.01%
6,203
+1,013
+20% +$26.4K
PTH icon
1803
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$244M
$152K ﹤0.01%
3,711
– –
CPAY icon
1804
Corpay
CPAY
$25.7B
$152K ﹤0.01%
837
+398
+91% +$72.9K
CZR icon
1805
Caesars Entertainment
CZR
$6.14B
$151K ﹤0.01%
3,640
-888
-20% -$39.5K
FENY icon
1806
Fidelity MSCI Energy Index ETF
FENY
$1.94B
$151K ﹤0.01%
6,386
+959
+18% +$22.9K
ILCV icon
1807
iShares Morningstar Value ETF
ILCV
$1.35B
$151K ﹤0.01%
2,394
+2
+0.1% +$125
PHDG icon
1808
Invesco S&P 500 Downside Hedged ETF
PHDG
$65M
$151K ﹤0.01%
4,706
+32
+0.7% +$1.09K
BEN icon
1809
Franklin Resources
BEN
$17.2B
$150K ﹤0.01%
5,698
-200
-3% -$4.97K
GEM icon
1810
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.72B
$149K ﹤0.01%
5,277
+1,479
+39% +$40.5K
LBRT icon
1811
Liberty Energy
LBRT
$3.25B
$149K ﹤0.01%
9,341
-86
-0.9% -$1.37K
FCA icon
1812
First Trust China AlphaDEX Fund
FCA
$33.3M
$148K ﹤0.01%
+6,959
New +$150K
NXDT
1813
NexPoint Diversified Real Estate Trust
NXDT
$238M
$148K ﹤0.01%
13,245
-30,000
-69% -$380K
RWO icon
1814
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$148K ﹤0.01%
3,657
+27
+0.7% +$1.09K
TEVA icon
1815
Teva Pharmaceuticals
TEVA
$41.2B
$148K ﹤0.01%
16,356
+2,355
+17% +$20.5K
EMO
1816
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.02B
$147K ﹤0.01%
5,156
– –
PUK icon
1817
Prudential
PUK
$35.2B
$147K ﹤0.01%
5,398
-973
-15% -$22.2K
PVBC
1818
DELISTED
Provident Bancorp
PVBC
$147K ﹤0.01%
+20,212
New +$205K
TOST icon
1819
Toast
TOST
$19.9B
$147K ﹤0.01%
8,204
+450
+6% +$8.46K
CMF icon
1820
iShares California Muni Bond ETF
CMF
$4.62B
$146K ﹤0.01%
2,606
+600
+30% +$33.3K
OC icon
1821
Owens Corning
OC
$12.4B
$146K ﹤0.01%
1,734
+78
+5% +$6.84K
STM icon
1822
STMicroelectronics
STM
$50B
$146K ﹤0.01%
4,159
-4,107
-50% -$145K
BRW
1823
Saba Capital Income & Opportunities Fund
BRW
$339M
$145K ﹤0.01%
19,154
-667,506
-97% -$5.22M
PD icon
1824
PagerDuty
PD
$902M
$145K ﹤0.01%
5,490
-808
-13% -$19.1K
RGEN icon
1825
Repligen
RGEN
$9.25B
$145K ﹤0.01%
859
-1
-0.1% -$181
71 72
73
74 75

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.