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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNP icon
1801
CenterPoint Energy
CNP
$26.4B
$19K ﹤0.01%
1,028
-1,239
-55% -$24.3K
CUT icon
1802
Invesco MSCI Global Timber ETF
CUT
$33.6M
$19K ﹤0.01%
678
-1
-0.1% -$27
FIVN icon
1803
FIVE9
FIVN
$2.58B
$19K ﹤0.01%
149
+21
+16% +$2.53K
FWONA icon
1804
Liberty Media Series A
FWONA
$23.5B
$19K ﹤0.01%
601
-72
-11% -$2.33K
HELE icon
1805
Helen of Troy
HELE
$680M
$19K ﹤0.01%
101
+17
+20% +$3.38K
JELD icon
1806
JELD-WEN Holding
JELD
$162M
$19K ﹤0.01%
858
-19
-2% -$389
KGC icon
1807
Kinross Gold
KGC
$32.5B
$19K ﹤0.01%
+2,250
New +$19.5K
LEG icon
1808
Leggett & Platt
LEG
$1.29B
$19K ﹤0.01%
464
-649
-58% -$25.8K
NIU
1809
Niu Technologies
NIU
$160M
$19K ﹤0.01%
+1,000
New +$20.2K
SIG icon
1810
Signet Jewelers
SIG
$3.67B
$19K ﹤0.01%
+1,035
New +$15.1K
TRAK icon
1811
ReposiTrak
TRAK
$153M
$19K ﹤0.01%
4,000
– –
UDR icon
1812
UDR
UDR
$12.1B
$19K ﹤0.01%
+610
New +$21.4K
USTB icon
1813
Victory Portfolios II VictoryShares Short-Term Bond ETF
USTB
$2.4B
$19K ﹤0.01%
384
-116
-23% -$6K
WSC icon
1814
WillScot Mobile Mini Holdings
WSC
$4.18B
$19K ﹤0.01%
1,180
– –
SWIR
1815
DELISTED
Sierra Wireless
SWIR
$19K ﹤0.01%
1,775
– –
JDD
1816
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$19K ﹤0.01%
2,477
– –
ACWV icon
1817
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
$18K ﹤0.01%
204
+68
+50% +$6.21K
ADAP
1818
DELISTED
Adaptimmune Therapeutics
ADAP
$18K ﹤0.01%
2,339
+339
+17% +$2.97K
AGNC icon
1819
AGNC Investment
AGNC
$12.8B
$18K ﹤0.01%
1,315
+900
+217% +$12.4K
ALLY icon
1820
Ally Financial
ALLY
$13.3B
$18K ﹤0.01%
748
-1,655
-69% -$37K
CACI icon
1821
CACI
CACI
$14.3B
$18K ﹤0.01%
85
-32
-27% -$6.92K
CBT icon
1822
Cabot Corp
CBT
$4.46B
$18K ﹤0.01%
523
-144
-22% -$5.47K
COLM icon
1823
Columbia Sportswear
COLM
$2.92B
$18K ﹤0.01%
210
+94
+81% +$7.8K
FCVT icon
1824
First Trust SSI Strategic Convertible Securities ETF
FCVT
$101M
$18K ﹤0.01%
459
– –
GEF icon
1825
Greif
GEF
$4.97B
$18K ﹤0.01%
500
– –
71 72
73
74 75

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.