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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+22.25%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$9.56B
AUM Growth
+$1.93B
Cap. Flow
+$413M
Cap. Flow %
4.32%
Top 10 Hldgs %
28.79%
Holding
2,782
New
351
Increased
978
Reduced
783
Closed
156

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$106M
2
DFS
Discover Financial Services
DFS
+$67.7M
3
CCK icon
Crown Holdings
CCK
+$63.5M
4
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$52.9M
5
ACC
American Campus Communities, Inc.
ACC
+$43.9M

Top Sells

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$150M
2
META icon
Meta Platforms (Facebook)
META
+$114M
3
BLK icon
Blackrock
BLK
+$41.6M
4
GSK icon
GSK
GSK
+$41M
5
WFC icon
Wells Fargo
WFC
+$38.1M

Sector Composition

Rank Sector Weight
1 Technology 21.55%
2 Healthcare 15.87%
3 Financials 13.43%
4 Communication Services 10.17%
5 Consumer Discretionary 8.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EV
1801
DELISTED
Eaton Vance Corp.
EV
$14K ﹤0.01%
354
-80
-18% -$2.91K
VER
1802
DELISTED
VEREIT, Inc.
VER
$14K ﹤0.01%
429
– –
APPN icon
1803
Appian
APPN
$2.48B
$13K ﹤0.01%
+250
New +$12.2K
BLDP
1804
Ballard Power Systems
BLDP
$790M
$13K ﹤0.01%
+833
New +$9.12K
BYND icon
1805
Beyond Meat
BYND
$277M
$13K ﹤0.01%
100
-195
-66% -$23.1K
CHH icon
1806
Choice Hotels
CHH
$4.8B
$13K ﹤0.01%
160
– –
FV icon
1807
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$13K ﹤0.01%
+400
New +$12.1K
GMS
1808
DELISTED
GMS Inc
GMS
$13K ﹤0.01%
539
+289
+116% +$5.51K
ICLR icon
1809
Icon
ICLR
$12.7B
$13K ﹤0.01%
75
– –
ISD
1810
PGIM High Yield Bond Fund
ISD
$419M
$13K ﹤0.01%
1,000
– –
KBH icon
1811
KB Home
KBH
$3.59B
$13K ﹤0.01%
416
– –
MRCY icon
1812
Mercury Systems
MRCY
$6.52B
$13K ﹤0.01%
171
-380
-69% -$31.1K
NI icon
1813
NiSource
NI
$20.4B
$13K ﹤0.01%
550
-103
-16% -$2.48K
NKTR icon
1814
Nektar Therapeutics
NKTR
$2.58B
$13K ﹤0.01%
36
-8
-18% -$2.5K
ORA icon
1815
Ormat Technologies
ORA
$6.65B
$13K ﹤0.01%
208
-41
-16% -$2.68K
PFFD icon
1816
Global X US Preferred ETF
PFFD
$2.17B
$13K ﹤0.01%
572
– –
PFG icon
1817
Principal Financial Group
PFG
$24.3B
$13K ﹤0.01%
304
-60
-16% -$2.19K
SCHD icon
1818
Schwab US Dividend Equity ETF
SCHD
$105B
$13K ﹤0.01%
765
+9
+1% +$152
STRA icon
1819
Strategic Education
STRA
$1.92B
$13K ﹤0.01%
87
-54
-38% -$8.42K
SXT icon
1820
Sensient Technologies
SXT
$5.53B
$13K ﹤0.01%
257
-10
-4% -$473
UBSI icon
1821
United Bankshares
UBSI
$6.62B
$13K ﹤0.01%
487
+20
+4% +$537
VRNT
1822
DELISTED
Verint Systems
VRNT
$13K ﹤0.01%
548
-125
-19% -$2.77K
NBLX
1823
DELISTED
Noble Midstream Partners LP
NBLX
$13K ﹤0.01%
1,500
– –
IPHI
1824
DELISTED
INPHI CORPORATION
IPHI
$13K ﹤0.01%
112
– –
SBNY
1825
DELISTED
Signature Bank
SBNY
$13K ﹤0.01%
117
– –
71 72
73
74 75

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Rockefeller Capital Management's Q2 2020 Portfolio in Review

As of Q2 2020, Rockefeller Capital Management held 2,782 positions worth $9.56B, up 25% from $7.62B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $413M of net new capital in Q2 2020, opening 351 new positions and adding to 978 existing holdings. Its largest new stake was WisdomTree Emerging Markets ex-State-Owned Enterprises Fund: 214,311 shares worth $6.41M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Comcast, an estimated $150M trimmed.

  • Rockefeller Capital Management's largest Q2 2020 buy was WisdomTree Emerging Markets ex-State-Owned Enterprises Fund: 214,311 shares worth $6.41M.
  • Rockefeller Capital Management added most to Microsoft in Q2 2020, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q2 2020 reduction was Comcast, cutting an estimated $150M.
  • Rockefeller Capital Management fully exited Raytheon Company in Q2 2020, selling an estimated $12.8M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $9.56B portfolio in Q2 2020.
  • Rockefeller Capital Management opened 351 new positions and closed 156 in Q2 2020.
  • Rockefeller Capital Management's portfolio value rose 25% quarter-over-quarter to $9.56B.

Based on Rockefeller Capital Management's 13F filing for Q2 2020, filed 12 Aug 2020.