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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
Cap. Flow
+$264M
Cap. Flow %
3.58%
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103

Top Buys

Rank Stock Value
1
PGR icon
Progressive
PGR
+$141M
2
CHL
China Mobile Limited
CHL
+$85.8M
3
BLK icon
Blackrock
BLK
+$40.3M
4
DE icon
Deere & Co
DE
+$28.7M
5
PAGP icon
Plains GP Holdings
PAGP
+$23.4M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$169M
2
ROST icon
Ross Stores
ROST
+$86.3M
3
V icon
Visa
V
+$69.3M
4
BIIB icon
Biogen
BIIB
+$53.4M
5
CERN
Cerner Corp
CERN
+$45.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.92%
2 Financials 14.94%
3 Communication Services 12.57%
4 Technology 11.57%
5 Industrials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LGF.A
1801
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$2K ﹤0.01%
+178
New +$2.03K
CSF
1802
DELISTED
VictoryShares US Discovery Enhanced Volatility Wtd ETF
CSF
$2K ﹤0.01%
44
– –
AGR
1803
DELISTED
Avangrid, Inc.
AGR
$2K ﹤0.01%
+33
New +$1.66K
TCS
1804
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
$2K ﹤0.01%
+27
New +$2.19K
IMGN
1805
DELISTED
Immunogen Inc
IMGN
$2K ﹤0.01%
890
-101
-10% -$268
CAJ
1806
DELISTED
Canon, Inc.
CAJ
$2K ﹤0.01%
61
– –
PTR
1807
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$2K ﹤0.01%
49
– –
STAY
1808
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
$2K ﹤0.01%
116
– –
GPOR
1809
DELISTED
Gulfport Energy Corp.
GPOR
$2K ﹤0.01%
+651
New +$2.17K
NTGN
1810
DELISTED
Neon Therapeutics, Inc. Common Stock
NTGN
$2K ﹤0.01%
+1,000
New +$3.04K
BDXA
1811
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$2K ﹤0.01%
+33
New +$2.04K
AVEO
1812
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$2K ﹤0.01%
+250
New +$1.86K
AVP
1813
DELISTED
Avon Products, Inc.
AVP
$2K ﹤0.01%
+400
New +$1.69K
UPL
1814
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$2K ﹤0.01%
+8,525
New +$1.69K
AA icon
1815
Alcoa
AA
$11.8B
$1K ﹤0.01%
71
+16
+29% +$333
AIA icon
1816
iShares Asia 50 ETF
AIA
$4.69B
$1K ﹤0.01%
11
– –
AIZ icon
1817
Assurant
AIZ
$14B
$1K ﹤0.01%
8
-7
-47% -$831
ARLO icon
1818
Arlo Technologies
ARLO
$1.63B
$1K ﹤0.01%
348
-33
-9% -$120
ASHR icon
1819
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.55B
$1K ﹤0.01%
+47
New +$1.29K
AVAL icon
1820
Grupo Aval
AVAL
$6.22B
$1K ﹤0.01%
134
– –
BATRA icon
1821
Atlanta Braves Holdings Series A
BATRA
$3.49B
$1K ﹤0.01%
+36
New +$1.02K
CCJ icon
1822
Cameco
CCJ
$39.1B
$1K ﹤0.01%
103
– –
CCU icon
1823
Compañía de Cervecerías Unidas
CCU
$2.12B
$1K ﹤0.01%
46
– –
CTRA
1824
DELISTED
Coterra Energy
CTRA
$1K ﹤0.01%
72
-803
-92% -$15.4K
CVE icon
1825
Cenovus Energy
CVE
$54.5B
$1K ﹤0.01%
138
– –
71 72
73
74 75

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Rockefeller Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.

  • Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
  • Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
  • Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
  • Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
  • Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.

Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.