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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIVR icon
1776
abrdn Physical Silver Shares ETF
SIVR
$4.29B
– –
-4,636
Closed -$101K
SIZE icon
1777
iShares MSCI USA Size Factor ETF
SIZE
$438M
– –
-9,919
Closed -$1.22M
SJM icon
1778
J.M. Smucker
SJM
$12.7B
– –
-8,765
Closed -$1.29M
SKIN icon
1779
SkinHealth Systems
SKIN
$99.5M
– –
-24,668
Closed -$206K
SMFG icon
1780
Sumitomo Mitsui Financial
SMFG
$163B
– –
-20,633
Closed -$177K
SMIN icon
1781
iShares MSCI India Small-Cap ETF
SMIN
$773M
– –
-7,010
Closed -$407K
SMLF icon
1782
iShares US Small Cap Equity Factor ETF
SMLF
$4.21B
– –
-10,606
Closed -$569K
SMOG icon
1783
VanEck Low Carbon Energy ETF
SMOG
$132M
– –
-3,886
Closed -$475K
SMR icon
1784
NuScale Power
SMR
$3.89B
– –
-95,570
Closed -$650K
SMTI icon
1785
Sanara MedTech
SMTI
$313M
– –
-5,500
Closed -$221K
SNPS icon
1786
Synopsys
SNPS
$77.7B
– –
-7,639
Closed -$3.33M
SNV
1787
DELISTED
Synovus
SNV
– –
-9,602
Closed -$290K
SPYM
1788
State Street SPDR Portfolio S&P 500 ETF
SPYM
$167B
– –
-7,123
Closed -$371K
SPNT icon
1789
SiriusPoint
SPNT
$2.75B
– –
-388
Closed -$3.5K
SPSB icon
1790
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.6B
– –
-8,806
Closed -$259K
SR icon
1791
Spire
SR
$4.78B
– –
-4,802
Closed -$305K
SRPT icon
1792
Sarepta Therapeutics
SRPT
$1.77B
– –
-8,120
Closed -$850K
SRTS icon
1793
Sensus Healthcare
SRTS
$49.1M
– –
-32,000
Closed -$101K
ST icon
1794
Sensata Technologies
ST
$6.74B
– –
-7,206
Closed -$324K
STX icon
1795
Seagate
STX
$193B
– –
-4,857
Closed -$301K
SUI icon
1796
Sun Communities
SUI
$14.7B
– –
-6,167
Closed -$805K
SUSA icon
1797
iShares ESG Optimized MSCI USA ETF
SUSA
$4.15B
– –
-5,988
Closed -$561K
SYF icon
1798
Synchrony
SYF
$25.6B
– –
-11,199
Closed -$380K
TDG icon
1799
TransDigm Group
TDG
$69.8B
– –
-9,793
Closed -$8.67M
TDOC icon
1800
Teladoc Health
TDOC
$1.21B
– –
-6,653
Closed -$168K
70 71
72
73 74

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.