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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEM
1776
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$160K ﹤0.01%
4,800
– –
ACA icon
1777
Arcosa
ACA
$7.11B
$159K ﹤0.01%
2,941
+11
+0.4% +$653
FNDA icon
1778
Schwab Fundamental US Small Company Index ETF
FNDA
$9.38B
$159K ﹤0.01%
6,812
+2,908
+74% +$68.4K
RCL icon
1779
Royal Caribbean
RCL
$85.6B
$159K ﹤0.01%
3,238
-336
-9% -$17.6K
SMG icon
1780
ScottsMiracle-Gro
SMG
$3.66B
$159K ﹤0.01%
3,283
-1,130
-26% -$56.6K
YETI icon
1781
Yeti Holdings
YETI
$3.95B
$159K ﹤0.01%
3,872
-175
-4% -$6.57K
DWM icon
1782
WisdomTree International Equity Fund
DWM
$697M
$158K ﹤0.01%
3,363
-1,595
-32% -$71.3K
LCG
1783
DELISTED
Sterling Capital Focus Equity ETF
LCG
$158K ﹤0.01%
8,000
– –
LECO icon
1784
Lincoln Electric
LECO
$15.4B
$158K ﹤0.01%
1,107
-4
-0.4% -$561
FDMO icon
1785
Fidelity Momentum Factor ETF
FDMO
$929M
$157K ﹤0.01%
3,677
+95
+3% +$4.15K
USL icon
1786
United States 12 Month Oil Fund,
USL
$43.3M
$157K ﹤0.01%
4,446
– –
ESML icon
1787
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.92B
$156K ﹤0.01%
4,764
+20
+0.4% +$664
LAB icon
1788
Standard BioTools
LAB
$314M
$156K ﹤0.01%
134,040
-17,000
-11% -$20.9K
CBAY
1789
DELISTED
Cymabay Therapeutics
CBAY
$156K ﹤0.01%
25,000
-189,200
-88% -$719K
COLD icon
1790
Americold
COLD
$4.27B
$155K ﹤0.01%
5,498
-174
-3% -$4.68K
DFJ icon
1791
WisdomTree Japan SmallCap Dividend Fund
DFJ
$400M
$155K ﹤0.01%
2,460
+1,059
+76% +$63.2K
FLC
1792
Flaherty & Crumrine Total Return Fund
FLC
$175M
$155K ﹤0.01%
9,845
+1,338
+16% +$20.9K
GEL icon
1793
Genesis Energy
GEL
$1.84B
$155K ﹤0.01%
15,233
-2,475
-14% -$25.4K
LBTYA icon
1794
Liberty Global Class A
LBTYA
$3.6B
$155K ﹤0.01%
8,286
+2,004
+32% +$36.5K
LYV icon
1795
Live Nation Entertainment
LYV
$42.1B
$155K ﹤0.01%
2,243
+291
+15% +$21.6K
TENB icon
1796
Tenable Holdings
TENB
$4.01B
$155K ﹤0.01%
4,065
+395
+11% +$14.5K
CE icon
1797
Celanese
CE
$4.82B
$154K ﹤0.01%
1,523
-90
-6% -$8.93K
JHSC icon
1798
John Hancock Multifactor Small Cap ETF
JHSC
$741M
$154K ﹤0.01%
5,039
+35
+0.7% +$1.08K
FNDX icon
1799
Schwab Fundamental US Large Company Index ETF
FNDX
$27.3B
$153K ﹤0.01%
8,616
+4,203
+95% +$74.4K
ALLE icon
1800
Allegion
ALLE
$14.4B
$152K ﹤0.01%
1,453
-384
-21% -$40.1K
70 71
72
73 74

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.