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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPS
1776
John Hancock Preferred Income Fund III
HPS
$458M
$123K ﹤0.01%
6,600
– –
DM
1777
DELISTED
Desktop Metal, Inc.
DM
$123K ﹤0.01%
1,720
+1,427
+487% +$124K
AOD
1778
abrdn Total Dynamic Dividend Fund
AOD
$1.12B
$122K ﹤0.01%
12,527
-24,555
-66% -$251K
AEG icon
1779
Aegon
AEG
$14.1B
$120K ﹤0.01%
24,885
+24,726
+15,551% +$107K
ASH icon
1780
Ashland
ASH
$3.5B
$120K ﹤0.01%
1,347
+74
+6% +$6.5K
CRBN icon
1781
iShares Low Carbon Optimized MSCI ACWI ETF
CRBN
$1.18B
$120K ﹤0.01%
734
+200
+37% +$33.7K
MKL icon
1782
Markel Group
MKL
$23.2B
$120K ﹤0.01%
101
-251
-71% -$309K
ODFL icon
1783
Old Dominion Freight Line
ODFL
$44.9B
$120K ﹤0.01%
844
+134
+19% +$18.6K
PRG icon
1784
PROG Holdings
PRG
$1.71B
$120K ﹤0.01%
2,856
+2,221
+350% +$99.7K
JBLU icon
1785
JetBlue
JBLU
$2.29B
$119K ﹤0.01%
7,785
-66,145
-89% -$1.01M
ON icon
1786
ON Semiconductor
ON
$31.6B
$119K ﹤0.01%
2,621
+677
+35% +$28.9K
P
1787
Everpure Inc
P
$29.9B
$119K ﹤0.01%
4,731
+2,457
+108% +$54.3K
VNOM icon
1788
Viper Energy
VNOM
$14.7B
$119K ﹤0.01%
5,478
+101
+2% +$1.87K
BSCM
1789
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$119K ﹤0.01%
5,544
-630
-10% -$13.6K
CXSE icon
1790
WisdomTree Trust WisdomTree China ex-State-Owned Enterprises Fund
CXSE
$508M
$118K ﹤0.01%
2,213
-3,722
-63% -$214K
XMPT icon
1791
VanEck CEF Muni Income ETF
XMPT
$220M
$118K ﹤0.01%
4,029
+18
+0.4% +$543
NTES icon
1792
NetEase
NTES
$84.7B
$117K ﹤0.01%
1,380
-39,623
-97% -$3.74M
PHT
1793
DELISTED
Pioneer High Income Fund
PHT
$117K ﹤0.01%
12,087
– –
XHE icon
1794
State Street SPDR S&P Health Care Equipment ETF
XHE
$165M
$117K ﹤0.01%
943
+67
+8% +$8.55K
BTWN
1795
DELISTED
Bridgetown Holdings Limited Class A Ordinary Shares
BTWN
$117K ﹤0.01%
11,953
– –
EWZ icon
1796
iShares MSCI Brazil ETF
EWZ
$8.95B
$116K ﹤0.01%
3,627
-300
-8% -$11K
COMS
1797
DELISTED
COMSovereign Holding Corp. Common Stock
COMS
$116K ﹤0.01%
721
– –
NUVA
1798
DELISTED
NuVasive, Inc.
NUVA
$115K ﹤0.01%
1,926
+503
+35% +$31K
AMH icon
1799
American Homes 4 Rent
AMH
$12.5B
$114K ﹤0.01%
2,994
+6
+0.2% +$245
DFIV icon
1800
Dimensional International Value ETF
DFIV
$21.7B
$114K ﹤0.01%
+3,496
New +$116K
70 71
72
73 74

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.