We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNOG
1776
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
$21K ﹤0.01%
+1,500
New +$21.6K
BGIO
1777
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
$21K ﹤0.01%
2,500
– –
ALK icon
1778
Alaska Air
ALK
$5.27B
$20K ﹤0.01%
561
-3,021
-84% -$113K
ATNM icon
1779
Actinium Pharmaceuticals
ATNM
$24.2M
$20K ﹤0.01%
2,103
+922
+78% +$10.2K
CSIQ icon
1780
Canadian Solar
CSIQ
$1.06B
$20K ﹤0.01%
+581
New +$15.5K
EDV icon
1781
Vanguard World Funds Extended Duration ETF
EDV
$3.46B
$20K ﹤0.01%
125
+61
+95% +$10.3K
FPX icon
1782
First Trust US Equity Opportunities ETF
FPX
$1.48B
$20K ﹤0.01%
216
-809
-79% -$73.8K
IPO icon
1783
Renaissance IPO ETF
IPO
$160M
$20K ﹤0.01%
+400
New +$18.4K
MATX icon
1784
Matsons
MATX
$6.24B
$20K ﹤0.01%
514
– –
PST icon
1785
ProShares Trust UltraShort Lehman 7-10 Year Treasury
PST
$10.6M
$20K ﹤0.01%
1,375
– –
RCS
1786
PIMCO Strategic Income Fund
RCS
$249M
$20K ﹤0.01%
3,255
+79
+2% +$507
RDN icon
1787
Radian Group
RDN
$4.87B
$20K ﹤0.01%
1,408
+369
+36% +$5.49K
SPHR icon
1788
Sphere Entertainment
SPHR
$5.84B
$20K ﹤0.01%
300
+140
+88% +$10.1K
TPH
1789
DELISTED
Tri Pointe Homes
TPH
$20K ﹤0.01%
1,150
-319
-22% -$5.4K
TPVG icon
1790
TriplePoint Venture Growth BDC
TPVG
$212M
$20K ﹤0.01%
1,900
– –
UNM icon
1791
Unum
UNM
$14.5B
$20K ﹤0.01%
1,210
+93
+8% +$1.65K
VYX icon
1792
NCR Voyix
VYX
$1.09B
$20K ﹤0.01%
1,491
-943
-39% -$11.2K
TWNK
1793
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$20K ﹤0.01%
1,701
-100
-6% -$1.26K
SDC
1794
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$20K ﹤0.01%
1,750
-6,000
-77% -$55.1K
RPAI
1795
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$20K ﹤0.01%
3,504
– –
SBNY
1796
DELISTED
Signature Bank
SBNY
$20K ﹤0.01%
242
+125
+107% +$12.4K
ENV
1797
DELISTED
ENVESTNET, INC.
ENV
$20K ﹤0.01%
264
+7
+3% +$559
AQST icon
1798
Aquestive Therapeutics
AQST
$538M
$19K ﹤0.01%
+4,020
New +$26.3K
BEAM icon
1799
Beam Therapeutics
BEAM
$2.82B
$19K ﹤0.01%
+800
New +$19.8K
CEVA icon
1800
CEVA Inc
CEVA
$889M
$19K ﹤0.01%
483
+172
+55% +$6.82K
70 71
72
73 74

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.