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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
Cap. Flow
+$264M
Cap. Flow %
3.58%
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103

Top Buys

Rank Stock Value
1
PGR icon
Progressive
PGR
+$141M
2
CHL
China Mobile Limited
CHL
+$85.8M
3
BLK icon
Blackrock
BLK
+$40.3M
4
DE icon
Deere & Co
DE
+$28.7M
5
PAGP icon
Plains GP Holdings
PAGP
+$23.4M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$169M
2
ROST icon
Ross Stores
ROST
+$86.3M
3
V icon
Visa
V
+$69.3M
4
BIIB icon
Biogen
BIIB
+$53.4M
5
CERN
Cerner Corp
CERN
+$45.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.92%
2 Financials 14.94%
3 Communication Services 12.57%
4 Technology 11.57%
5 Industrials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPSE icon
1776
JPMorgan Diversified Return US Small Cap Equity ETF
JPSE
$599M
$2K ﹤0.01%
+65
New +$1.97K
LILAK icon
1777
Liberty Latin America Class C
LILAK
$1.67B
$2K ﹤0.01%
+137
New +$1.97K
MAC icon
1778
Macerich
MAC
$7.34B
$2K ﹤0.01%
70
– –
MAS icon
1779
Masco
MAS
$14.7B
$2K ﹤0.01%
41
-35
-46% -$1.4K
MRNA icon
1780
Moderna
MRNA
$22B
$2K ﹤0.01%
+100
New +$1.48K
MRVL icon
1781
Marvell Technology
MRVL
$174B
$2K ﹤0.01%
92
-81
-47% -$2.03K
MT icon
1782
ArcelorMittal
MT
$54.2B
$2K ﹤0.01%
110
-118
-52% -$1.81K
NEWT icon
1783
NewtekOne
NEWT
$431M
$2K ﹤0.01%
+79
New +$1.75K
NGS icon
1784
Natural Gas Services Group
NGS
$468M
$2K ﹤0.01%
131
– –
NNN icon
1785
NNN REIT
NNN
$9.03B
$2K ﹤0.01%
39
-302
-89% -$16.4K
NUV icon
1786
Nuveen Municipal Value Fund
NUV
$1.91B
$2K ﹤0.01%
+200
New +$2.07K
OVV icon
1787
Ovintiv
OVV
$17.1B
$2K ﹤0.01%
86
– –
PAC icon
1788
Grupo Aeroportuario del Pacifico
PAC
$13B
$2K ﹤0.01%
17
– –
PDM
1789
Piedmont Realty Trust
PDM
$1.24B
$2K ﹤0.01%
99
-78
-44% -$1.57K
RIOT icon
1790
Riot Platforms
RIOT
$8.1B
$2K ﹤0.01%
+1,000
New +$2.09K
SAN icon
1791
Banco Santander
SAN
$206B
$2K ﹤0.01%
585
-679
-54% -$2.7K
SPSC icon
1792
SPS Commerce
SPSC
$2.72B
$2K ﹤0.01%
48
– –
SQM icon
1793
Sociedad Química y Minera de Chile
SQM
$19.1B
$2K ﹤0.01%
62
– –
STNE icon
1794
StoneCo
STNE
$2.76B
$2K ﹤0.01%
50
– –
TRN icon
1795
Trinity Industries
TRN
$2.5B
$2K ﹤0.01%
+100
New +$1.89K
VET icon
1796
Vermilion Energy
VET
$1.76B
$2K ﹤0.01%
134
-1,089
-89% -$18.9K
VPG icon
1797
Vishay Precision Group
VPG
$1.22B
$2K ﹤0.01%
+71
New +$2.53K
VPL icon
1798
Vanguard FTSE Pacific ETF
VPL
$8.13B
$2K ﹤0.01%
+23
New +$1.5K
WIT icon
1799
Wipro
WIT
$20.3B
$2K ﹤0.01%
1,082
– –
WW
1800
DELISTED
WW International
WW
$2K ﹤0.01%
50
– –
70 71
72
73 74

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Rockefeller Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.

  • Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
  • Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
  • Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
  • Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
  • Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.

Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.