We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QGRO icon
1751
American Century US Quality Growth ETF
QGRO
$2B
– –
-8,561
Closed -$592K
QQQX icon
1752
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.48B
– –
-6,170
Closed -$154K
RA
1753
Brookfield Real Assets Income Fund
RA
$706M
– –
-8,445
Closed -$142K
RACE icon
1754
Ferrari
RACE
$71.6B
– –
-9,155
Closed -$2.98M
REXR icon
1755
Rexford Industrial Realty
REXR
$8.14B
– –
-5,178
Closed -$270K
RILY icon
1756
BRC Group Holdings
RILY
$292M
– –
-10,000
Closed -$460K
RLY icon
1757
State Street Multi-Asset Real Return ETF
RLY
$1.27B
– –
-8,048
Closed -$214K
RNW icon
1758
ReNew
RNW
$2.27B
– –
-14,135
Closed -$77.5K
ROBO icon
1759
ROBO Global Robotics & Automation Index ETF
ROBO
$2.07B
– –
-8,185
Closed -$479K
ROKU icon
1760
Roku
ROKU
$22.3B
– –
-8,302
Closed -$531K
RPV icon
1761
Invesco S&P 500 Pure Value ETF
RPV
$1.67B
– –
-7,152
Closed -$555K
RVLV icon
1762
Revolve Group
RVLV
$1.75B
– –
-13,064
Closed -$214K
RVTY icon
1763
Revvity
RVTY
$12.7B
– –
-38,925
Closed -$4.62M
RYAAY icon
1764
Ryanair
RYAAY
$31.4B
– –
-377,975
Closed -$16.7M
SAP icon
1765
SAP
SAP
$230B
– –
-6,480
Closed -$887K
SAR icon
1766
Saratoga Investment
SAR
$318M
– –
-7,143
Closed -$193K
SBRA icon
1767
Sabra Healthcare REIT
SBRA
$5.34B
– –
-11,719
Closed -$138K
SCCO icon
1768
Southern Copper
SCCO
$161B
– –
-15,313
Closed -$1.02M
SCHZ icon
1769
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
– –
-27,686
Closed -$639K
SDGR icon
1770
Schrodinger
SDGR
$1.33B
– –
-9,821
Closed -$300K
SDHY
1771
PGIM Short Duration High Yield Opportunities Fund
SDHY
$397M
– –
-15,360
Closed -$229K
SEE
1772
DELISTED
Sealed Air
SEE
– –
-10,770
Closed -$431K
SENS icon
1773
Senseonics Holdings Inc
SENS
$269M
– –
-7,859
Closed -$120K
SF
1774
Stifel
SF
$12.6B
– –
-10,212
Closed -$406K
SHLS icon
1775
Shoals Technologies Group
SHLS
$1.45B
– –
-4,165
Closed -$106K
69 70
71
72 73

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.