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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNG icon
1751
United States Natural Gas Fund
UNG
$478M
$168K ﹤0.01%
2,988
-7,075
-70% -$562K
MRCC
1752
DELISTED
Monroe Capital Corp
MRCC
$167K ﹤0.01%
19,561
-2,118
-10% -$17.4K
CHGG icon
1753
Chegg
CHGG
$102M
$166K ﹤0.01%
6,601
-84
-1% -$2.13K
LNC icon
1754
Lincoln National
LNC
$8.81B
$166K ﹤0.01%
5,432
+1,450
+36% +$57.6K
QSPT icon
1755
FT Vest Nasdaq-100 Buffer ETF September
QSPT
$640M
$166K ﹤0.01%
10,000
– –
VNO icon
1756
Vornado Realty Trust
VNO
$7.38B
$166K ﹤0.01%
7,977
-4,152
-34% -$95.1K
CM icon
1757
Canadian Imperial Bank of Commerce
CM
$108B
$165K ﹤0.01%
4,112
+626
+18% +$27.6K
FNDC icon
1758
Schwab Fundamental International Small Company Index ETF
FNDC
$3.16B
$165K ﹤0.01%
5,331
+835
+19% +$24.8K
SIRI icon
1759
SiriusXM
SIRI
$10.1B
$165K ﹤0.01%
2,836
+5
+0.2% +$307
LITE icon
1760
Lumentum
LITE
$69.3B
$164K ﹤0.01%
3,149
-4,476
-59% -$275K
OALC icon
1761
OneAscent Large Cap Core ETF
OALC
$260M
$163K ﹤0.01%
7,958
-1,308
-14% -$26.4K
BKH icon
1762
Black Hills Corp
BKH
$5.69B
$162K ﹤0.01%
2,315
– –
SGEN
1763
DELISTED
Seagen Inc. Common Stock
SGEN
$162K ﹤0.01%
1,266
+344
+37% +$44.4K
AIVL icon
1764
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$161K ﹤0.01%
1,758
– –
BATRK icon
1765
Atlanta Braves Holdings Series B
BATRK
$3.21B
$161K ﹤0.01%
5,000
+1,000
+25% +$31.2K
BJ icon
1766
BJs Wholesale Club
BJ
$12.3B
$161K ﹤0.01%
2,457
-124
-5% -$8.98K
ONT
1767
Onterris Inc
ONT
$580M
$161K ﹤0.01%
3,648
+2,286
+168% +$96.7K
SBLK icon
1768
Star Bulk Carriers
SBLK
$3.22B
$161K ﹤0.01%
8,398
+3,026
+56% +$58.9K
SENS icon
1769
Senseonics Holdings Inc
SENS
$366M
$161K ﹤0.01%
7,859
– –
AIZ icon
1770
Assurant
AIZ
$14.3B
$160K ﹤0.01%
1,292
-375
-22% -$50K
ATNM icon
1771
Actinium Pharmaceuticals
ATNM
$25M
$160K ﹤0.01%
15,081
+750
+5% +$7.61K
LVHD icon
1772
Franklin US Low Volatility High Dividend Index ETF
LVHD
$626M
$160K ﹤0.01%
4,206
-391
-9% -$14.5K
NEO icon
1773
NeoGenomics
NEO
$2.13B
$160K ﹤0.01%
34,781
+386
+1% +$3.6K
PLYM
1774
DELISTED
Plymouth Industrial REIT
PLYM
$160K ﹤0.01%
8,345
-222
-3% -$4.2K
UHAL.B icon
1775
U-Haul Holding Co Series N
UHAL.B
$12.8B
$160K ﹤0.01%
+2,916
New +$169K
69 70
71
72 73

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.